Experience  /  Banking & Debt Finance

Representative Transactions

Represented Aspire Financial Services, LLC, an interactive Application Service Provider (ASP) agency for the retirement plan industry, in connection with a revolving credit facility provided by Silicon Valley Bank.

Represented Ollie Pets Inc., a New York-based provider of direct-to-consumer refrigerated pet food, in connection with a credit facility provided by Comerica Bank.

Represented 7Park Data, Inc., a provider of data and analytics products and services delivering real-time, topic-specific intelligence, in connection with its equipment leasing facility with Eastward Capital, a provider of venture debt and equity financing to technology companies backed by top-tier venture capital firms.

Represented Take the Interview, Inc., a provider of interview management solutions, in connection with a revolving credit facility from Bridge Bank, a lender and provider of financial services to early stage companies.

Represented Knowledge Delivery Systems, Inc., a leading provider of online professional development, certification, and career advancement programs for educators and administrators, in connection with its venture debt financing by Multiplier Capital.

Represented 7Park Data, Inc., a provider of data and analytics products and services delivering real-time, topic-specific intelligence, in connection with a revolving credit facility from Bridge Bank, a lender and provider of financial services to early stage companies.

Represented DashBid Media Inc., provider of a real-time, auction-based media selling platform for programmatic video advertising, in connection with a revolving credit facility from Bridge Bank, a lender and provider of financial services to early stage companies.

Represented BFS Capital Inc. (formerly known as BFS Companies, Inc.), a leading specialty finance company serving small and medium-size businesses, in connection with a $250 Million secured asset-based revolving credit agreement with a syndicate of banks led by Wells Fargo Bank, National Association.

Represented Emerging Markets Securities-DE, LLC, the sponsor and collateral manager for $90 million principal amount of 7.65% Collateralized Senior Notes due 2003 issued by Sovereign Trade Credit Corporation and offered through ING (US) Capital LLC and Credit Suisse First Boston Corporation in Regulation S and Rule 144A transactions.
Represented 3rd Ward Holding LLC, which operates a multi-disciplinary workspace and urban education center for learning design skills on a professional level, and certain of its subsidiaries, in connection with a $1,400,000 senior credit facility extended by Next Street Opportunity Fund LLC to its subsidiary, 3rd Ward Philly LLC.
Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with a secured asset-based revolving credit facility provided by a loan syndicate led by a national bank.
Represented Health Guru Media, Inc.,which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with a credit facility with Western Technology Investments.

Represented Safeguard of Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE), a publicly traded venture capital firm, in connection with a subordinated loan to Portico Systems of Delaware, Inc., a provider of network management solutions for health plans.

Represented MediaMath, Inc., a cross-exchange advertising management services and technology company, in connection with a $5,000,000 Loan and Security Agreement with Gold Hill Capital 2008, L.P.

Represented TimeData Corporation, a New York based early stage provider of operations, reporting and management software for small local telephone carriers, in connection with its venture debt facility with Venture Lending and Leasing, Inc., and the related sale of shares of its Series A Preferred Stock.
Represented GCommerce, Inc., a developer and provider of EDI replacement supply chain management solutions, in connection with a debt financing by Agility Capital.
Represented Blink Twice, Inc., leading firm in the development, manufacturing and marketing of alternative and augmentative communications products, in connection with a growth capital debt financing by Vencore Solutions LLC.
Represented eFashion Solutions LLC, a provider of technology, call center and fulfillment services to leading fashion brands, in an $8 million term loan and revolving debt financing from ORIX Venture Finance LLC, which provides enterprise financing to mid- and late-stage venture capital-backed companies via working capital term loans and credit lines.
Represented Majestic Research Corp., an independent provider of data-driven equity research for the institutional investment community, in connection with its negotiation of a growth capital loan facility with Gold Hill Venture Lending 03, L.P. and Silicon Valley Bank as Agent.
Represented Andrew Davidson & Co., Inc., a New York-based provider of risk analytics tools for mortgage and asset-backed securities, in connection with a mezzanine financing by MMV Financial, a Toronto-based specialty finance company whose partners include Wells Fargo & Company and HSBC Bank Canada.
Represented Synovics Pharmaceuticals, Inc. (SYVC.OB), in connection with its senior debt financing by the Bank of India.
Represented Maxim Advisory LLC as collateral manager in a $750 million collateralized debt obligation note and preferred stock issuance in a 144A placement in which Merrill Lynch was the initial purchaser.
Represented GlobalServe, Inc., a leader in international IT life cycle management for multinational corporations, in its preferred stock financing by venture capital investors, including Fremont Ventures, Hudson Partners, Walden Capital Partners and an affiliate of Crossbridge, and in its simultaneous mezzanine financing by MMV Financial, a Toronto-based specialty finance company whose partners include Wells Fargo & Company and HSBC Bank Canada.
Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with a $7,500,000 senior credit facility with Square 1 Bank and the related issuance of a $5,000,000 subordinated note and $5,000,000 of preferred stock to the master pension fund of a Fortune 50 company.
Represented Energy Developments Ltd., a publicly-owned Australian energy and resources company, in connection with a $30 million project finance credit facility from the United States branch of ANZ Banking Group secured by green energy development assets throughout the United States.

Represented UBS (NYSE: UBS) in connection with its provision of a revolving credit facility to vFinance, Inc., a financial services company engaged in retail brokerage, investment banking, and investment management services.

Represented The Bank of New York in the amendment of an outstanding trust indenture for bonds issued by U.S. Home Corporation to comply with the Trust Indenture Act of 1939.
Represented Kenneth Cole Productions, Inc., an international fashion brand, in connection with its $100 million project finance credit facility from a syndicate of lenders led by JPMorgan Chase Bank, National Association.
Represented TekServe Corporation, a leading technology retailer and IT services provider, in connection with a revolving credit facility from KeyBank National Association.
Represented Yieldbot Inc., a developer of real-time analytic technology solutions aimed at increasing revenue generation for online publishers and advertisers, in connection with a revolving credit facility from City National Bank, a West Coast-based lender and provider of financial services to early stage companies.
Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with a $82 million secured asset-based revolving credit agreement with a syndicate of banks led by Wells Fargo Capital Finance.
Represented Fitness Edge LLC, an operator of a chain of fitness clubs in Southern Connecticut, in connection with its negotiation of a secured credit facility with M&T Bank.
Represented Kenneth Cole Productions, Inc., an international fashion brand, in connection with a $50,000,000 secured asset-based revolving credit agreement with a syndicate of banks led by Wells Fargo Bank, National Association.
Represented The Info Project, Inc., a New York-based supplier of market intelligence for the IT industry, in connection with a revolving credit facility from Square 1 Bank.
Represented Connectiva Systems, Inc., a leading provider of revenue management solutions to communications service providers, in connection with a revolving credit facility from Silicon Valley Bank.
Represented Pontiflex, Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites, in connection with a Loan and Security Agreement with Square 1 Bank.
Represented FMS Services LLC and FMS Investment Corp., a Chicago-based Private Collection Agency contractor to the US Department of Education Federal Student Aid, in connection with their negotiation of a secured line of credit.
Represented Kenneth Cole Productions, Inc., an international fashion brand, in connection with a $60,000,000 secured asset-based revolving credit agreement with a syndicate of banks led by JP Morgan Chase Bank, N.A.
Represented MediaMath LLC, a cross-exchange advertising management services and technology company, in connection with a revolving credit facility from Silicon Valley Bank.
Represented Giant Realm, Inc. (f/k/a Games Media Properties, Inc.), a rapidly-growing online media company, in connection with a term loan and a line of credit facility from Silicon Valley Bank.
Represented UBS (NYSE: UBS) in connection with its provision of a revolving credit facility to HPC Ventures, LLC, a retail brokerage and investment management services company.
Represented Kenneth Cole Productions, Inc. an international fashion brand, in connection with a secured debt facility from Bank of America, N.A.
Represented Stockback Holdings, Inc. in connection with a secured term loan and revolving credit facility from Imperial Bank (now Comerica).
Represented Poindexter Systems, Inc., a provider of online advertising optimization technology, in connection with a term loan and line of credit facility with Silicon Valley Bank.
Represented JP Morgan Chase Bank, as lead lender and administrative agent, in the senior secured term and revolving debt financing of Jacques Moret, Inc., one of the largest manufacturers of activewear, bodywear and intimates apparel in the United States.