Experience  /  Venture Capital & Emerging Companies

Representative Transactions

Represented Energy Impact Partners LP, a fund focusing on investments in technologies and projects that optimize energy consumption and improve sustainable energy generation, in connection with its investment in the Class A Preferred Shares of Opus One Solutions Energy Corporation, a software engineering and solutions company and the developer of GridOS®, an intelligent energy networking platform which optimizes complex power flows and can deliver real-time energy management to distribution utilities and other managers of distributed energy assets.

Represented Energy Impact Partners LP, a fund focusing on investments in technologies and projects that optimize energy consumption and improve sustainable energy generation, in connection with its investment in the convertible debt financing of Enchanted Rock, Ltd., a developer, builder and operator of cost-effective microgrids that help companies manage physical and financial risk associated with electricity.

Represented Energy Impact Partners LP, a fund focusing on investments in technologies and projects that optimize energy consumption and improve sustainable energy generation, in connection with its investment in the Series A Preferred Stock of Sense Labs, a leading home energy and awareness platform.

Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the Series B Preferred Stock of Voxy, Inc., the operator and developer of a language learning platform that creates custom curricula for English language learners based on their interests, routines, goals, and learning styles.

Represented Energy Impact Partners LP, a fund focusing on investments in technologies and projects that optimize energy consumption and improve sustainable energy generation, in connection with its investment in the Series C-2 Preferred Stock of Autogrid Systems, a leader in big data analytics and control software for the electricity and energy industry.

Represented 7Park Data, Inc., a provider of data and analytics products and services delivering real-time, topic-specific intelligence, in connection with its Series A Preferred Stock financing.

Represented Energy Impact Partners LP, a fund focusing on investments in technologies and projects that optimize energy consumption and improve sustainable energy generation, in connection with its investment in the Series B Preferred Stock financing of Spark Community Investment Company, operator of a technology platform and related investment vehicles to finance, sell, install, maintain, upgrade and operate small and medium sized energy efficiency upgrade projects.

Represented IA Capital Group, a New York based private investment firm and manager of the Inter-Atlantic funds, in connection with its investment in the Series B Preferred Stock financing of Financial Insight Technology Inc. (d/b/a SmartAsset), a personal financial advice platform that provides consumers with easy to use financial calculators and tools. 

Represented Rittenhouse Ventures in connection with its investment in Bancroft Woods, ( d/b/a Workplace Dynamics), a premier provider of employee feedback and performance improvement solutions designed to help senior leaders build and sustain a top workplace that drives bottom-line results.

Represented Chartline Capital Partners, a fund focused on investments in analytics and efficiency solutions for the healthcare, manufacturing, retail, communications and food supply industries, in connection with its investment in the Series B Preferred Stock of VIDA Diagnostics, Inc., a developer of software for quantitative pulmonary image analysis.

Represented TiqIQ, Inc., a New York City-based aggregator of event tickets online, in connection with its Series A-1 and Series A-1-A Preferred Stock financings, led by Contour Venture Partners and Stonehenge Growth Capital.

Represented Greats Brand Inc., a Brooklyn-based vertically-integrated men’s footwear brand, in connection with its Series A-1 preferred stock offering. Investors in the round included Resolute Ventures.

Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its investment in the Series B Preferred Stock financing of Compliance Science, Inc., a New York City-based provider of web-based regulatory compliance technology and services for the financial services community.

Represented Ollie Pets Inc.,  a New York-based provider of direct-to-consumer refrigerated pet food, in connection with its Series Seed Preferred Stock financing.   Investors in the financing included Canaan Partners, Lerer Hippeau Ventures and Primary Venture Partners.

Represented Milestone Venture Partners and Primary Venture Partners in connection with their investments in the Series Seed Preferred Stock financing of Healthify, Inc., a provider of a software tool for care managers, community health workers and social workers to coordinate referrals with community-based organizations.

Represented Annum Health, Inc., a provider of medical and behavioral treatments, personalized coaching and online social support for heavy drinkers, in connection with its Series Seed Preferred Stock financing. 

Represented TheSquareFoot, Inc., a  commercial real estate search and brokerage service company, in connection with its Series Seed-1 Preferred Stock financing.  Investors in the round included Primary Ventures, RRE, Triangle Peak Ventures and ERA.

Represented Armory Square Ventures, an early stage venture fund focused on investments in software, mobile and tech-enabled services companies across New York State, in connection with its investment in the convertible debt financing of Rosco & Benedetto Co. (d/b/a Good Uncle), a company that delivers locally prepared meals using the recipes and trademarks of celebrity chefs and restaurants.

Represented Vidrio Financial Ltd., a provider of financial data, tools and insights to institutional investors, in connection with an investment in its Series B Preference Shares and Series C Preference Shares by XL Group plc, a Bermuda-based insurance and reinsurance company.

Represented Brightbox, Inc., an end-to-end technology and consumer services company that provides secure, fully-connected mobile phone charging stations in venues of all types, in connection with its recapitalization of debt and related Series A Preferred Stock offering.

Represented Baker Capital III, LLC in connection with its investment in the convertible debt financing of Immedia Semiconductor, Inc., a leading provider of video and image processing chips for connected camera applications.

Represented Armory Square Ventures, an early stage venture fund focused on investments in software, mobile and tech-enabled services companies across New York State, in connection with its investment in the Series A Preferred Stock of ACV Auctions Inc., the developer of a mobile app that allows new and used automobile dealers to participate in live vehicle auctions.

Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the Series A Preferred Stock of Portfolium, Inc., developer of a platform that enables students to capture, curate, and convert skills into job offers, while giving learning institutions and employers tools to assess and recruit talent.

Represented New Heights Capital LLC, a private equity firm focused on investing in small businesses, in connection with the formation and financing of NHCP II LLC, a special purpose acquisition vehicle.

Represented CariClub, Inc., provider of a social impact platform that allows professionals to discover, connect with, and apply for junior board positions at nonprofits, in connection with its Series Seed Preferred Stock financing.

Represented Blue Cloud Ventures in connection with its investment in the Series C Preferred Stock of Symphony Commerce, Inc., a San Francisco-based provider of e-commerce solutions for brands.

Represented Take the Interview, Inc., a provider of interview management solutions, in connection with its Series B Preferred Stock financing.  3TS Capital Partners, a Draper Venture Network fund, led the round, with participation from existing investors, including StarVest Partners and DreamIt Fund.

Represented Virtual Frameworks, Inc. (d/b/a Virtual Health), the developer of a cloud-based healthcare management platform, in connection with its Series A Preferred Stock financing led by Edison Partners VIII, LP.

Represented Blue Scorpion Investments, L.P.,  an early stage venture capital fund focusing on consumer-facing businesses, in connection with its investment in the convertible debt financing of Hooch Inc., the developer of a members-only cocktail app and community.

Represented Blue Cloud Ventures, a fund focused on investments in growth and late stage cloud-based enterprise software and enterprise mobile ventures,  in connection with its investment in the Series C Preferred Stock of CareCloud, a provider of cloud-based health information technology software and services.

Represented Blue Cloud Ventures, a fund focused on investments in growth and late stage cloud-based enterprise software and enterprise mobile ventures, in connection with its investment in the Series B Preferred Stock of LoanLogics, Inc., a recognized leader in loan performance and quality analytics.

Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series Seed Preferred Stock of Greycork, Inc., a furniture startup based in Providence, Rhode Island.

Represented Baker Capital III, LLC and Dot Capital 2, LLC in connection with investments in the Series A-3 Preferred Stock financing of Immedia Semiconductor, Inc., a leading provider of video and image processing chips for connected camera applications.

Represented Blue Scorpion Investments, L.P. in connection with its investment in Series A Preferred membership interests of The Game Agency, LLC, a digital marketing agency specializing in games, promotions and mobile application development.

Represented SecureRF Corporation, a leading provider of security solutions for the Internet of Things, in connection with its convertible bridge debt financing.

Represented Edison Partners , a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its investment in the Series A Prime Preferred Stock of the Neat Company, Inc., a developer of organization and workflow efficiency solutions. 

Represented Vaunt LLC, a provider of subscription-based digital content for sports fans, in connection with its offering of common membership units.

Represented AppFirst, Inc., a provider of IT system data collection and analysis tools, in connection with its convertible bridge debt financing. Investors in the round included Safeguard Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE).

Represented Rex Shares LLC, an independent sponsor of exchange-traded fund products, in connection with its offering of common membership units.

Represented DashBid Media Inc., provider of a real-time, auction-based media selling platform for programmatic video advertising, in connection with its convertible bridge debt financing.

Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series Seed Preferred Stock financing of Wade & Wendy, Inc., a New York-based talent acquisition technology company.

Represented Vidrio Financial Ltd., a provider of financial data, tools and insights to institutional investors, in connection with a minority equity investment by, and strategic relationship with, XL Group plc, a Bermuda-based insurance and reinsurance company.

Represented HedgeCo Networks, LLC, a preeminent service provider to the hedge fund industry and operator of the world’s most trafficked database for hedge fund information, in connection with strategic investments by Asset Alliance Corporation, an investment management holding company, and GEMS Kenmar-Olympia Group, a conglomeration of three of the oldest and most respected global alternative investment firms in the industry.

Represented Avlino, Inc., an industry leading Big Data solutions provider, in connection with its Series A Preferred Stock financing.

Represented Media Predict, Inc., a New York-based market research company, in connection with its Series A Preferred Stock financing.

Represented Iredale Mineral Cosmetics, Ltd., a leading international manufacturer and distributor of premium cosmetics in a category called “mineral makeup”, in connection with its common stock financing, a revolving credit facility and senior secured notes with PNC Business Credit and a second lien term loan with Enhanced Capital.

Represented InvisionApp, Inc., the developer of a prototyping tool for web developers and designers, in connection with its Series C Preferred Stock financing. Investors in the round included Accel Partners, FirstMark Capital and Tiger Global.

Represented Brillio, LLC, a global technology, consulting, software and business solutions company, in connection with its investment in the Series A Preferred Stock of Albeado, Inc., a Silicon Valley-based software company delivering predictive analysis and causal modeling.

Represented Brightbox, Inc., a NYC-based end-to-end technology and consumer services company that provides secure, fully-connected mobile phone charging stations in venues of all types, in connection with its recapitalization and subsequent Series A Preferred Stock and debt financings.

Represented Daher Capital Ltd., a fund affiliated with entrepreneur and investor Michael Daher, in connection with its investment in Redline Trading Solutions, Inc. Redline Trading Solutions develops software products that provide ultra-low latency market data and order execution capabilities for banks, trading platforms, and exchanges.

Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the Series A Preferred Stock of Raise Labs Inc., developer of a platform that enables high school students to raise micro-scholarships based on their individual progress and achievement.

Represented USEED, Inc. in connection with its common stock financing. USEED is a crowdfunding platform established to help students at universities across the United States raise money for startup businesses and other projects.

Represented DashBid Media LLC, a provider of technology to manage the purchase, sale and display of online video advertising and related advertising campaigns, in connection with its offering of common membership units.

Represented Evisors, Inc., which operates an internet platform for the sale of independent consultants’ advisory services, in connection with its convertible bridge debt financing. Investors in the round included Stonehenge Growth Equity Innovate NY Fund, Vocap Ventures and Nebula Ventures.

Represented DineInFresh, Inc. (d/b/a Plated) in connection with its Series B Preferred Stock financing led by Lavanya Shipping Limited, an affiliate of Kite Ventures. Plated is a New York-based “curated food” startup that offers users chef-designed recipes and delivers locally-sourced ingredients.

Represented Milestone Venture Partners and Cardinal Health Partners in connection with their investments in the Series B Preferred Stock financing of Cureatr Inc., a leading provider of mobile healthcare coordination solutions.

Represented Andela Inc., in connection with its Series A Preferred Stock financing. Andela is a global talent accelerator that trains and mentors software and technology developers in Africa to permit them to work remotely for companies around the world.

Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the Series A-1 Preferred Stock of Easy Metrics Inc., the developer of a cloud-based business application that gives companies detailed cost and performance metrics on their employees, customers and processes.

Represented 7Park Data, Inc., a provider of data and analytics products and services delivering real-time, topic-specific intelligence, in connection with its Series A Preferred Stock financing.

Represented Guarnerix Inc., a provider of data analysis solutions for the financial industry, in connection with its convertible bridge debt financing.

Represented Osage Venture, a Pennsylvania-based venture capital fund, in connection with its investment in Series A-1 Preferred Stock of SevOne Inc., a Delaware-based provider of application and network performance management software delivered as an integrated appliance.

Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the Series B Preferred Stock financing of EnTouch Controls, Inc.   EnTouch Controls is a leading provider of cloud-based energy management systems for restaurants and retail chains.  The financing was led by SJF Ventures and included new investor NRG Energy, Inc. (NYSE:NRG) and the company’s initial investor Trailblazer Capital. 

Represented Armory Square Ventures, an early stage venture fund focused on software, mobile and tech-enabled services companies across New York State, in connection with its investment in the Series Seed Preferred Stock financing of BentoBox CMS Inc., which offers mobile-friendly websites that restaurants can update themselves, complete with hosting and customer support.
Represented Tenrehte Technologies, Inc., which manufactures and distributes Wi-Fi-enabled technology with the ability to collect and send data over a home network, in connection with its offering of common stock to GreenStart.com, a green-tech incubator based in San Francisco.
Represented Olapic, Inc., which provides social photo crowdsourcing tools and services to brands and publishers, in connection with its Series A Preferred financing, led by Great Oaks Venture Capital LLC.
Represented NextStage Capital, a early stage venture capital fund, in connection with its Series A-2 investment in HigherNext, Inc, a provider of an on-line platform used by employers to test and evaluate the academic skills of job applicants.
Represented Makeover Solutions, Inc., which operates Daily Makeover, a website focused on female make-over and personal care, in connection with the sale of Series A-2 Preferred Stock to existing venture fund investors, including Village Ventures, Rho Canada and Borealis Ventures.
Represented Silicon Alley Seed Investors, a New York City based early stage technology investment fund, in its investment in Kirusa Inc., creator of infrastructure to allow for multimodality of mobile data applications across a wide variety of wireless handhelds, including cellphones and PDA’s.
Represented Poindexter Systems, Inc., a provider of online advertising optimization technology, in its issuance of Series B 8% Convertible Preferred Stock and related warrants to a group of investors lead by Hudson Venture Partners II, L.P. and Echelon Ventures, L.P., and the conversion of outstanding convertible debt.
Represented Elite Pharmaceuticals, Inc. (AMEX:ELI), a pharmaceutical company principally engaged in the development of oral, controlled release products, in a private placement of $10 million of Series B Preferred Stock and warrants.
Represented Elite Pharmaceuticals, Inc. (AMEX:ELI), a pharmaceutical company principally engaged in the development of oral, controlled release products, in a private placement of $6.6 million of Series A Preferred Stock.
Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its purchase of Series B Preferred Stock of Magnetic Media Online Holdings, Inc., a New York-based digital technology company.
Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the convertible bridge debt financing of Validic, a mobile health technology company and leader in accessing actionable data from mobile health apps, wearables and in-home medical devices.
Represented LFG Capital Partners LLC, an affiliate of Lancer Insurance Group, in connection with its investment in the secured convertible debt financing of E-Drive Autos, LLC (d/b/a Autosaver.com), a Florida-based provider of a web and mobile accessible platform to identify and validate deals on used cars.
Represented BlogTalkRadio, Inc., a provider of internet broadcasting technology and services, in connection with its offering of secured bridge notes and warrants.
Represented Maxim Advisory LLC, as collateral manager in a $1.983 billion collaterized debt obligation note and preferred stock issuance in a 144A placement.
Represented Maxim Advisory LLC as collateral manager in $989 million collateralized debt obligation note and preferred stock issuance in a 144A placement in which Merrill Lynch was the initial purchaser.
Represented SJF Ventures II, L.P. in connection with a $3,000,000 Loan and Security Agreement with Square 1 Bank and a related Collateral Assignment of Capital Call Rights.
Represented Sachs Investing Company, a national property developer and manager, in connection with a securitized financing provided by Barclays Capital Real Estate Inc.
Represented GCommerce, Inc., a developer of software solutions for supply chain operations of manufacturers, distributors, buying groups and retailers of hard goods, in connection with its procurement of debt financing from a variety of Iowa-based state and local governmental and quasi-governmental development agencies, including the Iowa Department of Economic Development and the City of Des Moines.
Represented Silicon Alley Seed Investors, L.P. in its Series A Preferred financing of Cebatech Inc.
Represented Hudson Ventures Partners II, L.P. in a venture preferred investment in Scanbuy, Inc., a New York-based developer of proprietary software turning optical devices into secure, wireless barcode scanners.
Represented Milestone Venture Partners, an early stage venture investment fund, in the purchase of debt and equity securities of Ecosystems Design, Inc., a New York based software company that specializes in tailored products that allow end users to interact seamlessly with disparate data sources and incompatible applications.
Represented Rho Ventures and Silicon Alley Seed Investors, L.P. in the restructuring and recapitalization of Multispectral Imaging, Inc. and the subsequent purchase of its Series B Preferred Stock.
Represented EdgeTrade.com, Inc., a New York provider of direct market access and algorithmic securities technologies to hedgefunds, institutions and individuals, in its Series A Preferred Stock financing by Edison Venture Fund.
Represented Ovation Capital Partners in a venture preferred investment in Federation, Inc.
Represented Power Play Energy in a $3.5 million venture investment in Stirling Technology, a company that develops and exploits Stirling engine technology.
Represented Trafin Corporation, a receivables financing and securitization company, in the issuance of more than $4,000,000 of serial convertible preferred stock to strategic and venture investors, including affiliates of J.M. Huber Corporation and Marubeni Corporation.
Represented RealRead, Inc., which develops and licenses print media online previewing software, in the sale of common stock to two international venture capital funds.
Represented UBS (NYSE: UBS) in its investment in the Series C Convertible Preferred Stock and warrants of NetSuite, Inc. (formerly known as NetLedger, Inc.), a developer of Internet-based business solutions.
Represented UBS (NYSE: UBS) in its investment in the Series D Convertible Preferred Stock of Exact Laboratories, Inc., a developer of genomics-based technologies designed to eradicate certain cancers.
Represented UBS (NYSE: UBS) in its investment in the Series A Convertible Preferred Stock of ReCare, Inc., a developer of wireless, clipboard-based applications assisting physicians in point of care diagnosis and patient record maintenance.
Represented UBS (NYSE: UBS) in its investment in the Series D Convertible Preferred Stock of Wrenchead.com, Inc., a provider of technology solutions designed to facilitate automotive parts order processing & collaboration over the Internet.
Represented UBS (NYSE: UBS) in its purchase of a convertible promissory note and warrants of FundsXpress Financial Network, Inc., a provider of Internet-based financial services for retail and commercial financial institutions.
Represented UBS (NYSE: UBS) in its founding investment in BondDesk.com, which operates the leading online retail fixed income securities trading platform.
Represented Friskit, Inc., an online entertainment media search company, in its second round of venture capital financing and the conversion of outstanding debt.
Represented Hudson Venture Partners II, LP, a venture capital fund, in connection with their purchase of Series A Convertible Preferred Stock of iHello.com, Inc., a California software development company.
Advised Russia Partners Management, LLC, a Moscow and New York-based private equity manager investing in the Russian Federation and other states of the former Soviet Union and an affiliate of Siguler Guff, in connection with an investment by a multilateral agency in Russia MTV.
Represented venture capital funds (Hudson Venture Partners II, LP, Liberty View Equity Partners SBIC, LP, Marketing 1 to 1 Venture LP) in connection with their purchase of senior secured convertible promissory notes from Intellibridge Corporation, a Delaware corporation which offers knowledge management and intelligence services for global corporations and organizations.
Represented Scrittura, Inc. (formerly known as Intuitive Products International Corp), a provider of management consulting services and leading software products to the derivatives industry, in connection with the sale of secured debt instruments to Penny Lane Partners, Hudson Venture Partners, LibertyView Equity Partners, SBIC, LP, Walden Capital Partners, Marco Polo Capital and Middlebury Venture Partners.
Represented Systeam Holdings LLC in connection with the restructuring and financing of Systeam SpA, an Italian software company.
Represented Silicon Alley Seed Investors, a New York City based early stage technology investment fund, in its investment in the $6 million Series A Preferred financing of Lemur Networks, Inc., creator of an interface to allow data to be better managed, distributed, and synchronized across disparate systems. The principal venture capital investors in the Series A round were Rho Ventures and Sevin Rosen Funds.
Counsel to Hudson Venture Partners, LibertyView Equity Partners and Walden Capital Partners in connection with the purchase of convertible bridge notes of Centor Software Corporation, a leading developer of XML applications for relational or non-relational information analysis.
Represented Stockback Holdings, Inc. in its issuance of $25 million of Series A Convertible Preferred Stock to T.H. Lee Putnam Internet Partners, RRE Ventures II L.P. and Neocarta Ventures L.P.

Represented BioMed Venture AG, a Hamburg, Germany based life science investment fund, in its investment in Intelligent Ion, Inc., a designer and manufacturer of miniaturized mass spectrometers.

Represented GlobalServe, Inc., a leader in international IT life cycle management for multinational corporations, in its preferred stock financing by venture capital investors, including Fremont Ventures, Hudson Partners, Walden Capital Partners and an affiliate of Crossbridge, and in its simultaneous mezzanine financing by MMV Financial, a Toronto-based specialty finance company whose partners include Wells Fargo & Company and HSBC Bank Canada.
Represented Paladyne Systems, Inc., a provider of technology solutions for the hedge fund industry, in connection with its issuance of $11 million of Series A Preferred Stock to a group of investors led by Credit Suisse NEXT II Investors, L.P.
Represented Osage Venture Partners II, LP in connection with its investment in Series A Preferred Stock of SevOne Inc., a Delaware-based provider of application and network performance management software delivered as an integrated appliance.
Represented NANIRX Therapeutics, Inc., an early stage drug development company, in connection with its issuance of $8 million in series A preferred stock to finance the research, development, and licensing of new drug products and technologies.
Represented Power Play Energy, LLC in connection with its follow-on investment in Infinia Corporation (formerly Stirling Technology Company), a leading developer of Stirling engine based products and technologies. Co-investors in the round included Khosla Ventures of Menlo Park, CA, Vulcan Capital of Seattle, WA, EQUUS Total Return, Inc. of Houston, TX, and Idealab of Pasadena, CA.
Represented GCommerce, Inc., a developer and provider of EDI replacement supply chain management solutions, in connection with its recapitalization of its outstanding debt structure, led by Acuity Ventures.
Represented GCommerce, Inc., a developer and provider of EDI replacement supply chain management solutions, in connection with its angel debt and equity financing.
Represented Motion Golf, LLC (www.motiongolf.com)a provider of cutting edge golf swing analysis technology and instruction studios, in a private placement financing.
Represented 1Trip3, Inc., a lead generator of travel package & related services for the travel industry, in a private offering of its Series A Preferred Stock funded by Ascend Ventures.
Represented Milestone Venture Partners II LP, an early stage venture investment fund, in connection with its acquisition of a preferred stock position in Oddcast, Inc., a New York based media technology company that develops conversational character products.
Represented Spark Capital, a Boston-based venture capital & private equity fund focused on early stage equity investments in the media, entertainment and technology sectors, with its investment in the $8 million Series A Preferred Stock financing of Next New Networks, a developer of specialized video programming for narrowly targeted Internet audiences and offers ad-supported programs on video-sharing websites.
Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings in their purchase of a controlling equity position of Games Media Properties, Inc., a company that organizes, manages and stages national and international video game events, tournaments and festivals.
Represented Milestone Venture Partners and Edison Venture Fund, early stage venture investment funds focused on technology-enhanced service businesses in the New York metropolitan area, in connection with their joint investment in the Series A Preferred Stock of SmartAnalyst, Inc., a provider of outsourced custom research and analytics to corporate clients in the life sciences, consumer goods and services, and financial services industries.
Represented SJF Ventures, a North Carolina based venture capital fund, as the lead investor in the Series A Preferred financing of groSolar, a provider of clean, efficient solutions for homes and businesses, including solar electricity, solar hot water, and solar air heating. Three funds that specialize in the cleantech and renewable energy sectors, SJF Ventures, Calvert Social Investment Fund, and Allco Financial Group, participated in the financing.
Represented Silicon Alley Seed Investors, L.P. a New York City-based early stage technology investment fund, in its investment in the Series C Preferred Stock of of PermissionTV, Inc., a developer of an internet video publishing platform used to build profitable on-demand broadband TV audiences.
Represented Acorn Factor, Inc. in its investment in Paketeria GmbH, a provider of eBay drop shop, post and parcels, office supplies, photo processing, photocopy and printer cartridge refilling services in Germany.
Represented Cammeby’s Capital Group, a New York -based venture capital fund, in its purchase of the Series A-1 Preferred Stock of Broadband Energy Networks, Inc., a developer of information-based solutions to improve the efficiency, comfort and safety of businesses, buildings and homes.
Represented Silicon Alley Seed Investors, L.P. a New York City-based early stage technology investment fund, in it’s investment in Series A Preferred Stock of Motionbox, Inc., a developer of software to enhance computer video, pictures and graphics.
Represented Cammeby’s Capital Group, a New York -based venture capital fund, in its purchase of the Series A Preferred Stock of Melior Discovery, Inc., a developer of technology that uncovers new therapeutic indications for development stage pharmaceuticals.
Represented Silicon Alley Seed Investors, L.P. in its investment in the Series A Preferred Stock of Lightspeed Audio Labs, Inc., a provider of services relating to the delivery and management of content and data for online musical collaboration.
Represented Cammeby’s Capital Group, a New York -based venture capital fund, in its purchase of the Series A Preferred Stock of Blink Twice, Inc., leading firm in the development, manufacturing and marketing of alternative and augmentative communications products.
Represented Silicon Alley Seed Investors, L.P. in its investment in the Series A Preferred Stock of Backfence, Inc., a web-based provider of community-oriented news information and advertising.

Represented a private equity investor in the purchase of Series B Preferred Stock of Harrow Sports, Inc., a leading manufacturer of squash, lacrosse and hockey equipment.

Represented FMS Investment Corp.,a Chicago-based Private Collection Agency contractor to the US Department of Education Federal Student Aid, in raising $4.5 million in a private offering of Series A Preferred stock led by Venturion Capital.
Represented Wexford Capital LLC, in a Series A Convertible Preferred Stock investment in Dianet Communications, Inc., a neutral host provider of distributed antenna systems that expands wireless telephone coverage and capacity in areas with non-existent or problematic wireless coverage.
Represented NJTC Venture Fund SBIC L.P., Silicon Alley Seed Investors, L.P. and Big Bend XXI Investments, L.P. in a $4.5 million Series B Preferred financing of Cebatech Inc.
Represented Edison Ventures and Ovation Capital Parters in a $6 million venture preferred investment in Pinnacle Tax, a tax preparation firm.
Represented Majestic Research Corp., an independent provider of data-driven equity research for the institutional investment community, in a $6.5 million venture preferred investment led by BV Cornerstone.
Represented Hudson Venture Partners II, LP, a venture capital fund, in connection with their purchase of Series A Convertible Preferred Stock of Peminic Inc., a software development company.
Represented GlobalServe, Inc., a leader in international IT life cycle management for multinational corporations, in connection with a convertible debt financing by existing and outside investors, including Hudson Partners and an affiliate of Crossbridge, and a related restructuring of GlobalServe’s outstanding indebtedness to MMV Financial, a Toronto-based specialty finance company whose partners include Wells Fargo & Company and HSBC Bank Canada.
Represented Innovation Ventures, L.P., an SBIC fund focused on investment opportunities in emerging technology businesses, in connection with the purchase of shares of Series A Preferred Stock of Magnify Networks, Inc., a custom video aggregator that is in the content delivery network space.
Represented MediaMath LLC, a cross-exchange advertising management services and technology company, in connection with its equity financing by U.S.-based and international fund investors.
Represented Howtoeverything, Inc., which operates the ”how to” instructional website, www.howdini.com, in connection with its private offering of equity interests.
Represented SJF Ventures, a North Carolina based venture capital fund, in its investment in the Series A Preferred Stock of CleanScapes, Inc., a recycling, organics, and waste collection company with operations in the Pacific Northwest.
Represented Connectiva Systems Inc., a leading provider of revenue and risk management solutions for the telecommunications industry, in connection with its Series D Preferred Stock financing. Investors in the round included: NEA – IndoUS Ventures; IFC, a member of the World Bank Group; SAP Ventures, a division of SAP AG; and Ovation Capital.
Represented Giant Realm, Inc. (f/k/a Games Media Properties, Inc.), a rapidly growing online media company, in connection with a $5.5 million venture capital financing. Investors in the financing included Comcast Interactive Capital, LP, Edison Venture Fund V, LP, and SoftBank Capital Technology funds.
Represented SJF Ventures, a North Carolina based venture capital fund, in a preferred venture investment in Truist, Inc., a technology company providing corporations with workplace giving, philanthropy, and volunteerism solutions.
Represented BlogTalkRadio, Inc., an online social radio network providing a platform for businesses and individuals to create their own live call-in talk shows, in connection with its Series A Preferred financing, led by The Kraft Group.
Represented Viatel Holding (Bermuda) Limited, a pan-European business communications provider of infrastructure, bandwidth, IP voice and data solutions operating across 6 European markets, in connection with $9.1 million private placement of senior secured increasing rate notes.
Represented Hopstop.com, Inc., a leading online transit guide for several major American cities, in a private offering of its Series A-2 Preferred Stock.
Represented Tribeca Venture Partners, an early-stage venture investor in technology enabled services and business information services companies, in connection with a $2.5 million Series A Preferred financing of Pontiflex, Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites.
Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with its $9 million Series A Preferred Stock financing and recapitalization by Edison Venture Fund VI, a mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings.
Represented GCommerce, Inc., a developer and provider of EDI replacement supply chain management solutions, in connection with a convertible debt financing led by Acuity Ventures and in connection with an angel note offering.
Represented Power Play Energy, LLC in connection with its follow-on investment in the $55 million Series B Preferred Stock financing of Infinia Corporation, a leading developer of solar power technologies. Co-investors in the round included GLG Partners, Wexford Capital LLC, Khosla Ventures,Vulcan Capital, EQUUS, and Idealab.
Represented eFashion Solutions LLC, a provider of technology, call center and fulfillment services to leading fashion brands in a $17+ million venture capital financing round led by ABS Capital Partners, in which the investors purchased preferred limited liability company membership units.
Represented Elite Pharmaceuticals, Inc. (AMEX:ELI), a pharmaceutical company principally engaged in the development of oral, controlled release products, in a private placement of $20 million of Series C Preferred Stock to institutional investors.
Represented SJF Ventures, Calvert Social Funds, and Allco Financial Group, in connection with their investment in the Series B financing of groSolar, a national solar energy firm headquartered in Vermont. The financing was led by NGP Energy Technology Partners, L.P. (www.sjfund.com/grosolar)
Represented Osage Ventures, a fund that focuses on early stage technology and life science companies, in connection with its Series A Preferred financing of Carnegie Speech Company, a developer and provider of software for assessing and teaching spoken language skills.
Represented eFashion Solutions LLC, a provider of technology, call center and fulfillment services to leading fashion brands in a mezzanine financing by Seacoast Capital Partners.
Represented Kilimanjaro Energy, Inc. (f/k/a Global Research Technologies, Inc.), a company developer of technology for the capture of carbon dioxide from the air and other sources, in connection with the sale shares of Series A Preferred Stock,convertible promissory notes and warrants to ARCH Venture Partners VII, L.P. and Comer Science & Education Foundation.
Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital,management buyout, corporate spinout and recapitalization financings, and The Info Project, Inc.,Inc., a New York-based supplier of market intelligence for the IT industry, in connection with Edison Venture Fund’s purchase of the Series B Preferred Stock of The Info Project, Inc.
Represented AdelaVoice Corporation, developer of voice enabled applications for the Internet and Social Networks, in its Series A Preferred Stock financing by Stage I Ventures, an early stage venture capital firm that focuses on companies with market enabling IP.
Represented Perella Weinberg Partners LP,a leading financial services firm, in connection with its Preferred Share investment in White Pine Trading LLC, a New York City-based international trading company.
Represented SJF Ventures,a North Carolina-cased venture capital fund, as the lead investor in the Series A Preferred Stock financing of FieldView Solutions,Inc., an industry-leading provider of data center operations, management and efficiency software solutions.  Osage Partners II,LP and Milestone Venture Partners III, LP were co-investors in the financing.
Represented Chart Venture Partners, LP,a $100M early stage venture capital fund investing in security related technologies with government and commercial applications, in connection with its investment in the Series A Preferred Stock of Ogmento, Inc., a New York-based augmented reality technology company.
Represented Global Research Technologies, LLC,a company engaged in the research and development of technology for the capture of carbon dioxide directly from the air and other dilute sources, in its recapitalization, including conversion of existing debt to equity, admission of Columbia University as an equity holder and redomestication of the company from the State of Arizona to the State of Delaware.
Represented Power Play Energy, LLC in connection with its investment in Series 2 Preferred Stock of Infinia Corporation, a leading developer of solar power technologies, and the related recapitalization of Infinia Corporation. Co-investors in the round included GLG Partners and Vulcan Capital.
Represented Zelkova Ventures, an early-stage venture investor in technology enabled services and consumer product companies, in connection with its investment in Series A Preferred Stock of Klout, Inc., a California-based entity that tracks and measures influence on topics across the social web.
Represented Zelkova Ventures, an early-stage venture investor in technology enabled services and consumer product companies, in connection with its investment in Series A Preferred Stock of Encoding.com, Inc., a global provider of studio-class video encoding services.
Represented Power Play Energy, LLC in connection with its investment in senior debt securities of Infinia Corporation, a leading developer of solar power technologies, and the related recapitalization of Infinia Corporation. Co-investors in the round included GLG Partners.
Represented Zelkova Ventures, an early-stage venture investor in technology enabled services and consumer product companies, in connection with its investment in Series A-1 Preferred Stock of ChroniQL, Inc. (d/b/a rmbrME), a New York City-based provider of integrated business card exchange technology.
Represented MediaMath,Inc., a cross-exchange advertising management services and technology company, in connection with the sale of its Series B Preferred Stock and Common Stock to SJF Ventures II, L.P., a North Carolina-based venture capital fund, and QED Fund I, L.P., a Virginia-based venture capital fund.
Represented Pico Quantitative Trading Holdings LLC, which provides services to clients engaged in cross-asset electronic trading of securities, in connection with the sale of its Series A Preferred Stock. Goldman, Sachs & Co. and Knight Capital Group, Inc. participated as lead investors in the round.
Represented HealthGuru Media, Inc., which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with the sale of its Series C Preferred Stock. Castile Ventures, an early stage venture capital firm based in Waltham, Massachusetts, participated as lead investor in the round. Co-investors in the round included current investors in the Company, Village Ventures, Long River Ventures and The Worcester Venture Fund.
Represented UBS (NYSE: UBS) in connection with a venture preferred investment in Kingland Systems Corporation.
Represented UBS (NYSE: UBS) in connection with a venture preferred investment in Space.com
Represented UBS (NYSE: UBS) in connection with a venture preferred investment in Juno Online Services, Inc.
Represented Locus Energy, LLC,a provider of technology services for the distributed energy market, in connection with the sale of Class A Preferred Membership Interests. Zelkova Ventures, LLC, an early-stage venture investor in technology enabled services and consumer product companies, participated as lead investor in the Class A Preferred Membership Interest financing.
Represented MediaMath, Inc. (f/k/a MediaMath LLC),a cross-exchange advertising management services and technology company, in connection with its Series B Preferred Stock financing by Safeguard Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE).
Represented Ciao Bella Gelato Co., Inc., in connection with the sale of Series A Preferred Stock. Ciao Bella is a producer of ultra-premium ice cream and sorbets sold in stand alone company stores and supermarkets throughout the country.
Represented SJF Ventures, a North Carolina based venture capital fund, in a second venture preferred venture investment in Truist, Inc., a technology company providing corporations with workplace giving, philanthropy, and volunteerism solutions.
Represented Zelkova Ventures, LLC, an early-stage venture investor in technology enabled services and consumer products companies, in connection with its investment in the Series A Preferred Stock of Nutshell Mail, Inc, a developer of technology for email and social networking accounts.
Represented Chart Venture Partners, LP, a $100M early stage venture capital fund investing in security related technologies with government and commercial applications and Acadia Woods Partners, LLC, a New York based investment partnership that focuses primarily on early stage technology companies, in connection with a Series C Preferred Stock investment in WiSpry, Inc., a leader in programmable radio frequency (RF) semiconductor products for the wireless industry, based in Irvine, CA.
Represented TimeData Corporation, a New York based early stage provider of operations, reporting and management software for small local telephone carriers, in connection with its Series A Preferred Stock financing and recapitalization led by First Round Capital, a Philadelphia based early stage venture capital firm.
Represented Milestone Venture Partners III, L.P. in connection with its participation as lead investor in a Series B Preferred Stock financing of Collections Marketing Center, Inc., a fully integrated, multi-channel, adaptive collections service based in Newark, Delaware.
Represented Milestone Venture Partners and Edison Venture Fund in connection with their joint investment in the Series E Preferred Stock of Smart Analyst Inc., a provider of outsourced custom research and analytics to corporate clients in the life sciences, consumer goods and services, and financial services industries.
Represented Tripology, Inc. (formerly 1Trip3, Inc.), a travel industry lead generation company, in a private offering of its Series B Preferred Stock funded by Ascend Ventures.
Represented Osage Venture Partners, a Pennsylvania-based venture capital fund, in connection with its investment in Series A-1 Preferred Stock of SevOne Inc., a Delaware-based provider of application and network performance management software delivered as an integrated appliance.
Represented Tribeca Venture Partners, an early-stage venture investor in technology enabled services and business information services companies, and New Atlantic Ventures, an early-stage venture investor in information technology businesses, in connection with their participation in a $6.25 million Series B Preferred Stock financing of Pontiflex, Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites.
Represented SilverCarrot, Inc., a leading online marketing and lead generation company, in connection with its Series C-1b Preferred financing by Dolphin Equity Partners, Wall Street Technology Partners and Newlight Associates.
Represented ServiceChannel.com, Inc., a provider of Internet-based transaction processing, work order management and supply chain finance services for facility managers and their vendors, in connection with a preferred stock financing by SJF Ventures II, LP, a North Carolina based venture capital fund.
Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in its investment in the Series A1 Preferred Stock of The Info Project, Inc., Inc., a New York-based supplier of market intelligence for the IT industry.
Represented Tribeca Venture Partners, an early-stage venture investor in technology enabled services and business information services companies, in connection with its investment in the Series A Preferred stock of Mobile Commons, Inc., a developer of technology for mass communication and response using mobile phones.
Represented Osage Ventures, a Pennsylvania-based venture capital fund, in its investment in the Common Stock of InstaMed Holdings, Inc., parent company of InstaMed Communications, LLC, a Pennsylvania-based provider of healthcare payment processing services.
Represented LexisNexis, a division of Reed Elsevier, in its investment in the Series B Preferred Stock of, and co-branding and marketing relationship with, Rocket Lawyer Incorporated, an internet-based legal services company offering an online directory of legal forms and self-help software to customers through its website, RocketLawyer.com.
Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with a $7,500,000 senior credit facility with Square 1 Bank and the related issuance of a $5,000,000 subordinated note and $5,000,000 of preferred stock to the master pension fund of a Fortune 50 company.
Represented Milestone Venture Partners and Osage Venture Partners in connection with their investment in convertible bridge debt securities of Collections Marketing Center, Inc., the developer of a multi-channel collection and loss mitigation platform.
Represented Milestone Venture Partners in connection with its investment in Series B Preferred Stock of MapMyFitness, Inc., an Austin-based operator of a suite of social wellness-oriented websites and associated mobile and tablet applications.
Represented ff Venture Capital in connection with its investment in Phone.com, a VoIP and cloud based phone service.
Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its Series A-2 Convertible Preferred Stock investment in Advanced Dx, Inc., a developer of turn-key advanced diagnostics centers for physicians.
Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its investment in the convertible bridge debt of Roboinvest, Inc., a social investing platform that allows members to track the investment and trading decisions of top investors.
Represented Yieldbot Inc., a developer of real-time analytic technology solutions aimed at increasing revenue generation for online publishers and advertisers, in its Series A Preferred Stock financing led by New Atlantic Ventures and RRE Ventures.
Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its investment in NuLabel Technologies, a high tech label company.
Represented The Glassbox Incorporated, a New York-based provider of advanced information management software, in connection with its sale of convertible promissory notes to Great Oaks Venture Capital and other angel investors.
Represented Health Guru Media, Inc., which operates www.healthguru.com, the web’s leading destination for health information among 18 to 40 year-olds, in connection with a follow-on sale of its Series A-1 Preferred Stock. Investors in the round included Dace Ventures and Castile Ventures.
Represented Eco-mail Development, LLC, a provider of paperless mail distribution solutions, in connection with the sale of convertible promissory notes.
Represented Food Allergy Initiative, Inc., the largest private source of funding for food allergy research in the United States, in connection with a seed equity financing of Allergen Research Corporation, a California-based company focused on the clinical development of allergens for immunotherapy of patients with food allergies.
Represented FMS Services Inc., a Chicago-based debt collection and financial services company, in connection with its corporate reorganization and sale of Series B Preferred Stock to Inter-Atlantic Group, a New York-based private equity firm.
Represented ServiceChannel.com in connection with a follow-on sale of its Series B Preferred Stock to SJF Ventures II, L.P.  ServiceChannel has created an online platform that enables facility managers and service contractors to communicate, collaborate and control costs.
Represented Greycroft Partners, LLC, a venture capital partnership focusing on investments in digital media companies, in connection with a Series A investment in Elevation, Inc., a Chicago-based interactive marketing and technology firm.
Represented Cinchcast, Inc., a provider of internet broadcasting technology and services, in connection with its Series B Preferred Stock financing, led by an affiliate of Guggenheim Partners.
Represented Spanfeller Media Group, Inc., publisher of The Daily Meal website and developer of other content-rich websites, in connection with its Series B Preferred Stock financing, led by VantagePoint Capital, with participation by Softbank Capital, Tribeca Venture Partners and RRE Ventures.
Represented  ARC Angel Fund, a New York-based angel round capital fund, in connection with its purchase of convertible promissory notes of Medivo, Inc., a company focused on bringing personalized medicine into practice in the areas of preventive and therapeutic care.
Represented SJF Ventures II, L.P., a North Carolina-based venture capital fund, as the lead investor in connection with the convertible promissory note financing of FieldView Solutions, Inc., an industry-leading provider of data center operations, management and efficiency software solutions.  Osage Partners II, LP and Milestone Venture Partners III, LP were co-investors in the financing.
Represented  ARC Angel Fund, a New York-based angel round capital fund, in connection with its purchase of the Series AA Preferred Stock of MyNines, Inc., an online aggregator of sample sale sites.
Represented  ARC Angel Fund, a New York-based angel round capital fund, in connection with its investment in the Series A-1 Preferred Stock of Altruik, Inc.  Altruik  develops  an automated platform that streamlines the SEO process, and simplifies the implementation SEO transformations for ecommerce and online businesses.
Represented Health Guru Media, Inc., which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with its recapitalization and sale of a newly created series of preferred stock.  Investors in the round included Castile Ventures, Village Ventures and Granite Point Capital.
Represented Ciao Bella Gelato Co., Inc., in connection with a follow on sale of  its Series A Preferred Stock to its current investors, Shrebrooke Capital and Encore Consumer Capital.  Ciao Bella is a producer of ultra-premium ice cream and sorbets sold in stand alone company stores and supermarkets throughout the country.
Represented FSAStore.com, Inc., in connection with its sale of Series A Preferred Stock to Point Judith Capital.  FSAStore, Inc. operates www.fsastore.com, an online one-stop-shop stocked exclusively with Flexible Spending Account-eligible products and services.
Represented Zelkova Ventures, an early-stage venture investor in technology enabled services and consumer product companies, in connection with its investment in the Series A Preferred Stock of Jibe, Inc., an online social recruiting platform that links recruiters with job seekers through common social connections.  Other investors in the round included Polaris Venture Partners and LererMedia Ventures.
Represented Osage Venture Partners and Milestone Ventures Partners in connection with a $3 million Series B Preferred Stock investment in Collections Marketing Center, Inc. a collections industry services company which offers SaaS-based products to help creditors improve collector productivity and reduce financial losses.
Represented Assura Group of NY, Ltd., an underwriter of lost wage insurance, in connection with a $1,500,000 Series B Convertible Preferred Stock financing by an insurance company partner.
Represented OfferMobi, operator of a performance marketing network for mobile advertising campaigns, in connection with its bridge debt financing led by ARC Angel Fund, a New York-based angel round capital fund.
Represented Coalfire Systems, Inc., a leading provider of IT audit and compliance management services, in connection with a $5,000,000 Series A  Preferred Stock financing by Baird Venture Partners.
Represented Pontiflex, Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites, in connection with sale of its Series C Convertible Preferred Stock. Investors in the round included Tribeca Venture Partners, New Atlantic Ventures and RRE Ventures.
Represented MediaMath, Inc., a cross-exchange advertising management services and technology company, in connection with its Series B-1 Convertible Preferred Stock financing by Safeguard Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE).
Represented SJF Ventures, a North Carolina-based venture capital fund, as the lead investor in connection with the Series A-1 Preferred Stock financing of FieldView Solutions, Inc., an industry-leading provider of data center operations, management and efficiency software solutions.  Osage Partners II, LP and Milestone Venture Partners III, LP were co-investors in the financing.
Represented Outpoint-FooMojo LLC in connection with its participation as lead investor in the Series B Preferred Stock financing of Rivet Games, Inc., a developer of a virtual pet application.
Represented Tribeca Venture Partners, an early-stage venture investor in technology enabled services and business information services companies, in connection with its participation in a Series A-1 Preferred Stock financing by Igniter, Inc., an online group dating site.
Represented Ajaline, Inc.,which operates www.ajaline.com, an exclusive online fine jewelry boutique, in connection with its Series A Preferred Stock financing.
Represented Yieldbot Inc., a developer of real-time analytic technology solutions aimed at increasing revenue generation for publishers and advertisers, in its Series Seed Preferred Stock financing by RRE Ventures IV, LP and Betaworks Studio, LLC.
Represented Goldman Sachs and Spark Capital, a Boston-based venture capital & private equity fund focused on early stage equity investments in the media and technology sectors, in connection with their investments in the secured convertible debt financing of Next New Networks, a developer of Internet programming.
Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its investment in the Series B Preferred Stock of NetProspex, Inc., developer of a sales and marketing database and metrics tools helping B-to-B decision makers find, reach, and connect with sales prospects and measure results.
Represented Health Guru Media, Inc., which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with a bridge debt financing by its current investors, including Castile Ventures and Village Ventures.
Represented Cantara FinancialServices, a company that invests in business process outsourcing companies, in connection with its acquisition of a membership interest in NOI Strategies LLC, a real estate consulting and outsourcing company.
Represented S R Labs, LLC,a leading provider of low latency market data and high speed exchange connectivity solutions for hedge funds and investment banks, in connection with the sale of preferred membership interests in the Company to a hedge fund based in Chicago,Illinois.
Represented Milestone Venture Partners and Osage Venture Partners in connection with their investments in a $6 million Series A Preferred Stock financing of BA-Insight,Inc., a leading enterprise information access company.
Represented Yieldbot Inc., a developer of real-time analytic technology solutions aimed at increasing revenue generation for online publishers and advertisers, in its Series A-1 Preferred Stock financing led by RRE Ventures and New Atlantic Ventures.
Represented Hulafrog, Inc., a network of online community guides for parents, in connection with the sale of convertible promissory notes.  Investors included Innovation Garden Accelerator Fund and Delaware Crossing Investor Group.

Represented Take the Interview, Inc., a provider of interview management solutions, in connection with its Series A Preferred Stock financing.  Investors in the financing included Emerald Stage 2 Ventures and StarVest Partners.

Represented StepOut (a/k/a Ignighter, Inc.), an online group dating site, in connection with the sale of convertible promissory notes. Investors included Tribeca Venture Partners and Point Judith Capital.
Represented TiqIQ, Inc., a New York City-based aggregator of event tickets online, in connection with the sale of convertible promissory notes. Investors in the round included Contour Venture Partners, iNovia Capital and Stonehenge Growth Capital.
Represented Empire Robotics, Inc., a developer of platform robotics technology for commercial applications, in the sale of common stock to angel investors.
Represented StayXO Inc., provider of a cloud-based operating system for hotels, in connection with the sale of convertible promissory notes.
Represented Milestone Venture Partners as the lead investor in the Series A Preferred Stock financing of Stray Boots, the leader in mobile-guided urban tours. Co-investors in the round included Correlation Ventures and Great Oaks.
Represented Pontiflex Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites, in connection with its Series D Preferred Stock financing. Investors in the round included Talus Holdings, Tribeca Venture Partners, New Atlantic Ventures and RRE Ventures.
Represented Evisors, Inc., which operates an internet platform for the sale of independent consultants’ advisory services, in connection with its Series AA Preferred Stock financing. Investors in the round included Vocap Ventures and Nebula Ventures.
Represented Third Ward Holding LLC, which operates an urban education center for learning design skills on a professional level, in connection with an offering of its Common and Preferred Membership Interests.
Represented Makeover Solutions, Inc. (now known as StyleCaster, Inc.), which provides virtual makeover technology and related services, in connection with its consolidation with StyleCaster Media Group LLC and the $2 million Series B Preferred Stock financing of the consolidated entity by Village Ventures.
Represented World Water Works, Inc., a company offering water screening, processing and treatment solutions, in connection with its restructuring and the sale of shares of its Series C Preferred Stock.
Represented Eightfold Logic, Inc., developer of a leading content optimization application called Inbound Writer, in connection with a preferred stock financing. Investors in the financing included Castile Ventures, Formative Ventures, Rho Canada Ventures, The Entrepreneurs’ Fund and Crosslink Ventures.
Represented Health Guru Media, Inc., which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with its Series B-1 Preferred Stock financing.  Investors in the financing included Castile Ventures, Village Ventures and Dace Ventures.
Represented Spanfeller Media Group, Inc., publisher of The Daily Meal website and developer of other content-rich websites, in connection with its Series C Preferred Stock financing, led by iNovia Capital with participation by VantagePoint Capital, Softbank Capital and Tribeca Venture Partners.
Represented FSAStore.com Inc. in connection with its Series A-1 Preferred Stock financing, led by Originate Ventures with additional participation by existing investors, including Point Judith Capital and the Lang Fund of Columbia Business School.  FSAStore Inc. operates www.fsastore.com web property, the only e-commerce site exclusively stocked with Flexible Spending Account (FSA) eligible products and services.
Represented NoWait, Inc., which operates a platform for restaurants to manage waitlists and seating, in connection with its Series A Preferred Stock financing led by Birchmere Ventures, a venture capital fund focusing on investments in the Cleantech, Medical and Technology industries.  Additional investors included Innovation Works and Sand Hill Angels.
Represented World Water Works, Inc., a company offering water screening, processing and treatment solutions, in connection with its restructuring and the sale of shares of its Series B-2 Preferred Stock.
Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its Series A Preferred investment in Pogby Inc. (d/b/a Imbookin.com), a software service company which connects event planners and event suppliers in a real-time, community-based environment.
Represented Vocap Ventures, LLC, an early-stage technology venture capital fund, in connection with its Series A Preferred Stock investment in Eye-R Systems, Inc., a creator of building energy loss detection and diagnostic products.
Represented SJF Ventures, a North Carolina-based venture capital fund, as the lead investor in the Series A-2 Preferred Stock financing of Fieldview Solutions, Inc., an industry-leading provider of data center operations, management and efficiency software solutions.  Osage Partners II, LP and Milestone Venture Partners III, LP were co-investors.
Represented Pontiflex Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites, in connection with the sale of convertible promissory notes. Investors in the round included Tribeca Venture Partners, New Atlantic Ventures and RRE Ventures.
Represented Tribeca Venture Partners in connection with its investment in the Series B Preferred financing of Truveris, Inc., a New York-based health care technology company. Co-investors in the financing included New Leaf Venture Partners, New Atlantic Ventures and First Round Capital,
Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its purchase of Series B Preferred Stock of Magnetic Media Online, Inc., a New York-based emerging advertising leader in search retargeting for brands, media agencies and direct marketers.
Represented TiqIQ, Inc., a New York City-based aggregator of event tickets online, in connection with its Series A Preferred Stock financing, led by Contour Venture Partners and iNovia Capital.
Represented Tribeca Venture Partners, a New York-based early stage venture capital firm, and Point Judith Capital, a Boston-based early stage venture capital firm, in connection with their investments in Series A-2 Preferred Stock of StepOut (a/k/a Ignighter, Inc.), an online group dating site.
Represented PowerPlay Mobile LLC, a North Carolina-based marketing solutions company, in connection with its convertible debt financing.
Represented Aspire Financial Services, LLC, an interactive Application Service Provider (ASP) agency for the retirement plan industry, in connection with a $25 Million recapitalization and Series A Preferred Unit investment by FTV Capital.
Represented Milestone Venture Partners, Osage Venture Partners and Paladin Capital Group in connection with their investments in a $6 million Series B Preferred Stock financing of BA-Insight,Inc., a leading enterprise information access company.
Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its follow-on investment in the Series B1 Preferred Stock of NetProspex, Inc., developer of a sales and marketing database and metrics tools helping B-to-B decision makers find, reach, and connect with sales prospects and measure results.
Represented Knowledge Delivery Systems, Inc., a leading provider of online professional development, certification, and career advancement programs for educators and administrators, in connection with a recapitalization and Series C Preferred Stock financing.
Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the preferred equity financing of Validic, a mobile health technology company and leader in accessing actionable data from mobile health apps, wearables and in-home medical devices.
Represented Krillion Ventures, LLC, in connection with its investment in the convertible bridge debt financing of PlateJoy, Inc., a company that provides personalized menus for customers and delivers fresh and healthy ingredients and recipes for fast home cooking.
Represented Milestone Venture Partners, as the lead investor in the Series A Preferred Stock financing of NopSec, Inc., a technology company focused on helping businesses to proactively manage security risks to both applications and infrastructure.
Represented Krillion Ventures, LLC, in connection with its investment in the convertible bridge debt financing of Everypost, LLC, the developer of a mobile application allowing users to capture, post and save multimedia content simultaneously to multiple platforms.
Represented Citelighter, Inc. in connection with its Series Seed Preferred Stock financing. Citelighter is the developer of an innovative academic research platform allowing students and researchers to save, organize, and automatically cite online or offline information throughout the duration of the writing process. Investors in the round included the New York Angels, Blu Venture Investors, Harvard Business School Angels of New York City, the EdTechFund, and the Baltimore Angels.
Represented Krillion Ventures, LLC in connection with its investment in convertible promissory notes of Cohealo Inc., a company that helps hospital systems manage their equipment across multiple locations.
Represented Krillion Ventures, LLC in connection with its investment in shares of Series Seed Preferred Stock of Homelight, Inc., a web-based company that uses home sales data and user reviews to help customers make informed decisions about the selection of real estate brokers for buying and selling residential properties.
Represented Quanton Data Analytics, Inc., a provider of consumer and market data and related products, in connection with its Series Seed Preferred Stock financing by The NPD Group, Inc., a leading global provider of consumer and retail marketing information.
Represented Andela Inc., in connection with its convertible bridge debt financing.  Andela is a global talent accelerator that trains and mentors developers in Africa to permit them to work as remote developers for companies around the world.
Represented Y-Prime, Inc., a SaaS clinical trial solutions platform, in connection with its Series A-1 Preferred financing, led by Ballast Point Ventures.
Represented Meddle, Inc., the developer of a content marketing platform that helps organizations and individuals effectively showcase their expertise and improve online visibility, in connection with its Series Seed Preferred Stock financing.

Represented Take the Interview, Inc., a provider of interview management solutions, in connection with its Series A-1 Preferred Stock financing.  Investors in the financing included Emerald Stage 2 Ventures and StarVest Partners.

Represented Safeguard Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE), a publicly traded venture capital firm, in connection with its investment in the Series D Preferred Stock of Transactis, Inc., a developer of electronic bill presentment and payment solutions.
Represented DineInFresh, Inc. (d/b/a Plated) in connection with its Series A Preferred Stock financing.  Plated is a New York-based “curated food” startup that offers users chef-designed recipes and delivers locally-sourced ingredients.  Investors in the financing including Greycroft Partners, ff Venture Capital, formation8, Lerer Ventures and Kite Ventures.
Represented Daher Capital Ltd., a fund affiliated with entrepreneur and investor Michael Daher, in connection with its investment in Series B Preferred Stock and Common Stock issued by Barkbox, Inc., a supplier of presents and other products for dogs.
Represented Empire Robotics, Inc., a specialist in flexible robotic end-effectors that leverage the jamming phae transition of granular materials, in connection with its convertible bridge debt financing, with investors including the Rochestor Angel Fund, LLC and SoundBoard Angel Fund, LP.
Represented innRoad, Inc., a leading provider of a platform for management of hotel properties, in connection with its Series C Preferred Stock financing and related rights offering.
Represented MusicConnect LLC, a provider of remote music instruction using the internet, in connection with its convertible bridge financing and offering of Class A membership interests.
Represented S2 Brands, Inc., an internet technology company that provides the web-based platforms, National Jewish Memorial Wall (NJMW.org) and Shiva.com, in connection with its Series A Preferred Stock financing.
Represented Voyat, Inc., a leading provider of software platforms in the lodging industry for both hotel and guest use, in connection with its Series Seed Preferred Stock financing.
Represented Krillion Ventures, LLC in connection with its investment in Series A Preferred Units of SeedInvest, LLC, a leading New York equity-based crowdfunding platform for connecting accredited investors to startups and small businesses seeking funding.
Represented Eightfold Logic, Inc., the developer of leading content optimization application called InboundWriter, in connection with its Serries BB Preferred stock financing, led by MKN Investments, Ltd. and The Entrepreneurs’ Fund III, L.P.
Represented FivePals, LLC the developer of a leading hotel stay management application called ALICE (A Life Improving Customer Experience), in connection with the sale of convertible promissory notes.
Represented Empire Angels, an angel capital group focusing on investments in technology enabled ventures, in connection with its investment in the Series Seed Preferred financing of ZoomCar, Inc., an automobile sharing platform targeting the Indian market.
Represented Y-Prime, Inc., a SaaS clinical trial solutions platform, in connection with its Series A Preferred financing, led by Ballast Point Ventures.
Represented DineInFresh, Inc. (d/b/a Plated) in connection with its Series Seed 2 Preferred Stock financing. Plated is a New York-based “curated food” startup that offers users chef-designed recipes and delivers locally-sourced ingredients. Investors in the financing included ff Venture Capital, Lerer Ventures, Kite Ventures and Founder Collective.
Represented Breakout Commerce, Inc., a New York-based developer of a platform that connects manufacturers and leading brands, in connection with its Series Seed Preferred Stock financing, led by ff Venture Capital and KEC Ventures.
Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the Series B Preferred Stock financing of EnTouch Controls, Inc. EnTouch Controls is a leading provider of cloud-based energy management systems for restaurants and retail chains.  The financing was led by SJF Ventures and included new investor NRG Energy, Inc. (NYSE:NRG) and the company’s initial investor Trailblazer Capital. T – See more here.  Additional investors in the round included NRG Energy, Inc. (NYSE:NRG) and the company’s initial investor, Trailblazer Capital.
Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its investment in the Series A Preferred Stock financing of Compliance Science, Inc., a New York City-based provider of web-based regulatory compliance technology and services for the financial services community.

Represented InvisionApp, Inc., the developer of a prototyping tool for web developers and designers, in connection with its Series A Preferred Stock financing.  Investors in the round included FirstMark Capital and Tiger Global.

Represented SecureRF Corporation, the owner of the world’s first “linear-in-time” cryptographic method used to develop data protection, authentication, physical entry and asset tracking offerings, in connection with its Series A Preferred Stock financing led by NextLevel Venture Partners.
Represented Milestone Venture Partners in connection with its investment in the Series A Preferred Stock of Cureatr Inc., a NYC-based developer of a HIPAA secure group messaging system for heath care providers.
Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the Series A Preferred Stock of Easy Metrics Inc., the developer of a cloud-based business application that gives companies detailed cost and performance metrics on their employees, customers and processes.
Represented SJF Ventures, a North Carolina-based venture capital fund, in its investment in Think Through Learning Inc. (TTL), in a Series B round of financing.  TTL’s flagship product is Think Through Math, an award-winning, SAAS (software as a service) math instructional system.  More Infomation.
Represented NewSpring Capital, a family of private equity funds providing growth and expansion capital, in connection with its investment in Open Road Integrated Media, a digital publisher and multimedia content company. NewSpring Capital led the $11.0 million Series C equity financing in Open Road, which also included existing investors Kohlberg Ventures, Azure Capital and Golden Seeds.
Represented SJF Ventures III, L.P., a North Carolina-based venture capital fund, in its investment in Versify Solutions, Inc., a SAAS (software-as-a-service)-based energy asset optimization platform for the utility and power industry. Existing investors including Potomac Energy Fund also participated in the round.
Represented Beauty Booked, Inc., a simple way to search, discover and book appointments with the best salons & spas, in connection with its Series Seed financing. Participants in the round included New York Angels Entrepreneur Catalyst Fund.
Represented ff Rose Venture Capital, LP in connection with its investment in the Series AA Preferred Stock financing of CardFlight, Inc., a developer of software and hardware enabling secure credit and debit card payments over mobile devices.
Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series A Preferred Stock financing of Moveline Group, Inc., a Nevada-based provider of move planning and pricing technology and services.
Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series A-2 Preferred Stock financing of VolunteerSpot, Inc., a Texas-based provider of online tools to coordinate volunteer projects and maintain volunteer networks.
Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series 3 Preferred Stock financing of LocalResponse, Inc. (previously Buzzd), a New York-based social advertising platform that aggregates public posts and 'check-ins' across multiple platforms to aid local brands and businesses identify and respond to their most valuable customers.
Represented Frontier Data Corporation, a provider of data products relating to emerging markets, in connection with its Series A preferred stock offering.
Represented innRoad, Inc., a leading provider of a platform for management of hotel properties, in connection with a convertible note financing and a related rights offering.
Represented Ash Improvement Technology, Inc., a leading developer of solutions to convert waste ash into construction products, in connection with its Series C Preferred Stock financing and a related rights offering.
Represented Greats Brand Inc., a Brooklyn-based vertically-integrated men’s footwear brand, in connection with its Series A preferred stock offering. Investors in the round included Resolute Ventures.
Represented Citelighter, Inc., a Baltimore-based developer of an innovative academic research and writing platform, in connection with its Series Seed 2 Preferred Stock financing led by The Propel Baltimore Fund LLC.
Represented Breakout Commerce, Inc., a New York-based developer of an on-demand commerce platform that connects manufacturers and leading brands, in connection with its Series Seed 2 Preferred Stock financing led by ff Venture Capital and KEC Ventures.
Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with its investment in the Series C Preferred Stock of Civitas Learning, an Austin, TX based SaaS and data analytics company focused on the higher education market. Additional investors in the round included ReThink Education.
Represented Apos – Medical and Sports Technologies Ltd., an international developer of non-surgical rehabilitative technology, in connection with its Series B Preferred financing, led by a consortium of US and international healthcare industry investors.
Represented 4Scale Ventures in connection with its investment in the convertible bridge debt financing of Cirrus Data Solutions, a data migration and caching company.

Represented InvisionApp, Inc., the developer of a prototyping tool for web developers and designers, in connection with its Series B Preferred Stock financing. Investors in the round included FirstMark Capital and Tiger Global.

Represented Krillion Ventures, LLC, in connection with its investment in the Series Seed Preferred financing of Scoot Networks, Inc., a San Francisco-based company that provides smartphone-activated motor scooters, called Scoots, for rental.
Represented Reval.com, Inc., a global leader in financial risk management solutions and services, in connection with a $28 million acquisition and expansion financing transaction led by affiliates of Commonwealth Capital Ventures and North Bridge Venture Partners.

Represented a private equity investor in the purchase of Class A Common Stock of AGI Genetics Incorporated Dermatics, a New York based company specializing in biomolecular research in dermatology and skin care products.