Experience

Following law school, Ed clerked for the Hon. J. Edward Lumbard (United States Court of Appeals for the Second Circuit). He then joined Cravath, Swaine & Moore in 1991. He joined the firm in 1998 as a member. 
 
Ed handles a wide variety of corporate matters including private equity, venture capital, mergers & acquisitions, fund formation, capital markets and joint- venture transactions. Ed is one of the leading venture attorneys in the northeast and has represented dozens of venture funds and their portfolio companies. Notable venture funds include Spark Capital, FTV Capital, Safeguard Scientific, Edison Partners, Starvest, First Round Capital, Milestone Ventures, Tribeca Venture Partners, New Spring Capital, New Atlantic Ventures, Osage Venture Partners, Paladin Capital, SJF Ventures, ff Venture Capital, Krillion Ventures, Vocap Ventures, Savano Capital, Chartline Ventures, Blue Cloud Ventures, Health Catalyst Capital, Contour Ventures and IA Ventures.  Notable portfolio company clients include BFS Capital, Warby Parker, MediaMath, 7 Park Data, Triple Lift, Magnetic Media, BillTrust, LifeStreet, Service Channel, Spongecell, Yieldbot, Kemp Technologies, MSL Direct and Aspire Financial. 
 
Ed is a co-founder of Angel Round Capital, L.P., the first angel led venture fund in the New York metro region (www.arcangelfund.com) and the Female Founders Fund, L.P., a seed fund investing in women led businesses targeting the female consumer. He is a frequent speaker and panelist on issues affecting the private equity and venture capital markets. 

Education

Harvard Law School (J.D., 1990), magna cum laude, where he was an Editor and a contributor to the Journal of Law and Public Policy and a contributor to the Harvard Journal of Legislation. 
 
University of South Carolina Honors College (B.A., 1987), magna cum laude, where he was a member of Phi Beta Kappa and the Golden Key Honors Society. 
 

Professional
  • Member of Board of Directors of BFS Capital since 2008 
  • Member of Board of Directors of gCommerce Inc. since 2000 
  • Member of the Limited Partner Advisory Committee of SJF Ventures since 2016 
  • Observer of the Board of Directors of Cirrus Data Solutions since 2014 
  • Former Member of Board of Directors of BrightBox (sold to Kwikboost) 
  • Former Member of the Board of Directors of Blink Twice (sold to Dynavox (DVOXQ)) 

 

Admissions

New York

Recognition

Ranked New York Super Lawyer (2013 - 2019)

Transactions
  • Represented FTV Capital in connection with its Series A Preferred Stock of SiteHands, Inc., a provider of on-site IT services.

  • Represented Rhino Labs, Inc., a real estate technology company replacing security deposits with a smarter alternative that is better for both renters and landlords, in connection with its Series A Preferred Stock financing.

  • Represented ASPire Financial Services, a developer of a leading 401(k) recordkeeping and retirement solution platform, in its sale to PCS Retirement, LLC, developer of a leading retirement and wealth management platform backed by LLR. 

  • Represented Uncommon Denominator, L.P., a venture capital fund investing primarily in technology-enabled consumer brands and software businesses, in connection with its investment in the Series Seed 2 Preferred Stock financing of Swag.com, Inc., a provider of custom promotional products for companies and organizations. 

  • Represented Roundhill Financial Inc., a New York-based company which develops exchange-traded funds and financial indices in investment themes that appeal to the next generation of investors, in connection with its Series Seed Preferred Stock financing, led by BITKRAFT Esports Ventures

  • Represented Overton Venture Capital, LLC in connection with the formation of an early stage venture capital fund investing in next generation e-commerce, mobile commerce, consumer retail, and health and wellness companies.

  • Represented Vertical Health, LLC, an online publisher serving patients and health care professionals in the diabetes, mental health, back pain and pain management areas, in connection with the sale of its assets to Remedy Health Group, LLC.

  • Represented EquipID, Inc., a New York-based company that connects building engineering staff, service contractors and their technicians with equipment-specific data and content to optimize inspection, testing, maintenance and repair services, in connection with its Series Seed Preferred Stock financing, led by Contour Venture Partners.

  • Represented IA Capital Group, a New York based private investment firm and manager of the Inter-Atlantic funds, in connection with its investment in the Series A Preferred Stock financing of Gainfully, Inc., a provider of a platform for financial professionals in the advisory, securities, and insurance industries.

  • Represented fund principals in connection with the formation of Armory Square Ventures II, L.P., an early stage venture fund focused on software, mobile and tech-enabled services companies across New York State.

  • Represented Blue Cloud Ventures III LP, a fund focused on investments in growth and late stage cloud-based enterprise software and enterprise mobile ventures, in connection with its investment in the Series D Preferred Stock financing of Hireology, Inc., a leading recruitment management platform for multi-location, decentralized enterprises focused in the automotive and healthcare sectors.

  • Represented Kemp Technologies, Inc., a leading provider of load balancer and app delivery controller technology, in connection with its acquisition by Mill Point Capital, a private equity firm.

  • Represented Sustain LLC, a brand focused on providing natural and earth-friendly tampons, condoms, lubricants and other women’s health products, in connection with its Class A Unit financings, led by Combe Incorporated, an international manufacturer and marketer of personal care, beauty, and over-the-counter drug products.

  • Represented Urgent Consult, Inc. d/b/a Referwell, the developer of a cloud-based platform for physician referrals, in connection with its Series Seed New Preferred Stock financing.

  • Represented Magnetic Media Online, Inc., an adtech and targeting business driven by AI technology, in connection with the sale of its Series D Preferred Stock to certain existing institutional investors.

  • Represented Brightbox, Inc., an end-to-end technology and consumer services company that provides secure, fully-connected mobile phone charging stations in venues of all types, in connection with the sale of all of its assets to JPM Networks, LLC d/b/a Kwikboost.

  • Represented Magnetic Media Online, Inc., an adtech and targeting business driven by AI technology, in connection with the sale of its media business to AcuityAds Holdings Inc.

  • Represented Magnetic Media Online, Inc., an adtech and targeting business driven by AI technology, in connection with the sale of its AI Platform business to Deloitte Consulting LLP.

  • Represented Magnetic Media Online, Inc., an adtech and targeting business driven by AI technology, in connection with the sale of its MyBuys business to Evergage, Inc.

  • Represented Van Leeuwen Ice Cream, an artisan and vegan ice cream company that operates scoop shops and trucks in New York and Los Angeles and whose products are sold by over 700 retailers nationwide, in connection with its Series Seed Preferred equity financing led by Strand Equity.

  • Represented Van Leeuwen Ice Cream, an artisan and vegan ice cream company that operates scoop shops and trucks in New York and Los Angeles and whose products are sold by over 700 retailers nationwide,  in connection with its convertible note financing led by Blue Scorpion Investments, L.P.

  • Represented Rhino Labs, Inc., a real estate technology company replacing security deposits with a smarter alternative that’s better for both renters and landlords, in connection with its Series Seed 2 Preferred Stock financing.  Investors in the round included ff Venture Capital and the Kairos Fund.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with a majority private equity investment in and recapitalization of its portfolio company, ComplySci, by Vista Equity Partners. ComplySci is the leading provider of regulatory technology for financial and professional services companies.

  • Represented Manhattan Venture Partners, a research-driven merchant bank, in connection with the formation of a Canada-based venture capital fund making secondary direct investments in late-stage venture-backed private technology companies.

  • Represented Triple Lift, Inc., a native programmatic platform with RTB capabilities for buying and selling digital advertising, in connection with a revolving credit facility from Silicon Valley Bank, a lender and provider of financial services to early stage companies.

  • Represented Roomeze LLC, a platform-based provider of apartment leasing services, in connection with its Series Seed Preferred financing.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series E Preferred Stock financing of Civitas Learning, Inc., a SaaS and data analytics company focused on the higher education market.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series B Preferred Stock financing of Raise Labs Inc., developer of a platform that enables high school students to raise micro-scholarships based on their individual progress and achievements.

  • Represented Blue Cloud Ventures, a fund focused on investments in growth and late stage cloud-based enterprise software and enterprise mobile ventures, in connection with its investment in the Class E Preferred Stock financing of Scribble Technologies Inc., an end-to-end content marketing platform based in Toronto.

  • Represented IA Capital Group, Inc. in connection with the formation of Inter-Atlantic Stonybrook Insurtech Ventures, L.P., a private investment fund that provides venture and growth equity capital for financial services and financial technology companies, with a particular focus on property and/or casualty insurtech investments.

  • Represented Armory Square Ventures, an early stage venture fund focused on investments in software, mobile and tech-enabled services companies across New York State, in connection with its investment in the Series C Preferred Stock of ACV Auctions Inc., the developer of a mobile app that allows new and used automobile dealers to participate in live vehicle auctions.

  • Represented New Heights Capital LLC, a private equity firm focused on buyouts, recapitalizations and growth equity investments in middle market companies, in connection with the formation of a special purpose investment vehicle and its related acquisition of an ownership stake in the leading provider of billing and payment processing software and management tools to the health and fitness industry.

  • Represented New Heights Capital LLC, a private equity firm focused on buyouts, recapitalizations and growth equity investments in middle market companies, in connection with the formation of a special purpose investment vehicle and its related acquisition of an ownership stake in the leading provider of billing and payment processing software and management tools to the health and fitness industry

  • Represented Verge Solutions, LLC, a provider of compliance, risk management and credentialing platforms for the healthcare industry, in connection with its acquisition by Triple Tree Capital Partners, a private equity group focusing on investments in technology for the healthcare industry.

  • Represented Health Catalyst Capital, a venture capital fund focusing on healthcare technology and technology enabled services business that improve patient outcomes, enhance patient access, and deliver value-based care, in connection with its lead investment in the Series A Preferred Stock financing of Cardiogram, Inc., developer of a mobile health app that seeks to convert data from wearable technology into actionable insights. Andreessen Horowitz’s Bio Fund also invested in the financing.

  • Represented Wyng, Inc., a developer of a digital marketing campaign management platform and related tools, in connection with its Series E Preferred financing and recapitalization, led by Edison Partners and Windcrest Ventures. 

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series A Preferred Stock of Temperpack Technologies, Inc., a leader in sustainable earth friendly packaging for insulated, temper-sensitive goods.  

  • Represented Blue Cloud Ventures, a fund focused on investments in growth and late stage cloud-based enterprise software and enterprise mobile ventures, in connection with its investment in the Series C-1 Preferred Stock of Lightbend, developer of the leading reactive application development platform for building distributed applications and modernizing aging infrastructures.

  • Represented The Female Founders Fund L.P., a seed fund focused on investing in women-led businesses, in connection with its investment in the Series Seed Preferred Stock financing of Glow Concept Inc., a cosmetics company.

  • Represented fund principals in the formation and initial funding of Elevate Innovation Partners, a venture capital fund that focuses on investments in early to mid-stage fintech, enterprise software, marketing analytics and new media platform companies  based on the East Coast, with selective investments in India, Germany and Netherlands.

  • Represented Ollie Pets Inc.,  a New York-based provider of direct-to-consumer refrigerated pet food, in connection with its Series A Preferred Stock financing.   Investors in the financing included Canaan Partners, Lerer Hippeau Ventures and Primary Venture Partners.

  • Represented Runs Like Butter Inc., a provider of cloud-based smartphone video intercom systems, in connection with its Series Seed Preferred Stock financing.

  • Represented Rubicon Industries USA LLC in its acquisition of the US-based advanced forestry genetics company, ArborGen Inc., by means of the buyout of its partners, International Paper (NYSE:IP) and WestRock (NYSE:WRK).

  • Represented the management of Bonobos, Inc., in connection with the acquisition of the online fashion retailer by Walmart (NYSE: WMT), including the structuring and negotiation of employment compensation and incentive packages.

  • Represented the management of Bitly, Inc. in connection with a growth capital investment by Spectrum Equity, including the structuring and negotiation of employment and equity incentive agreements.

  • Represented Uncommon Denominator GP, LLC, in connection with the formation of Uncommon Denominator, L.P., a NYC based early stage venture capital fund formed for the purpose of investing in consumer brands, e-commerce, SaaS and frontier technologies.

  • Represented Blue Cloud Ventures, a fund focused on investments in growth and late stage cloud-based enterprise software and enterprise mobile ventures, in connection with its investment in the Series C Preferred Stock of OneLogin, a provider of single sign-on and identity management solutions for cloud-based applications.

  • Represented LOVC Management, LLC in the formation of Las Olas VC I L.P., a seed and early-stage venture capital fund focused on technology and technology-enabled companies located in non-obvious geographies.

  • Represented Blue Cloud Management, LLC in the formation of Blue Cloud Ventures III LP and BCV III Feeder Vehicle (BVI) L.P., which provide flexible growth equity financing for late stage cloud-based enterprise software and software-as-a-service (SaaS) companies.

  • Represented The Luxury Fund, an international fashion tech venture fund, in connection with its investment in the Series A Preferred Stock of Fame & Partners, an online retailer focused on customizable, made-to-order fashion.

  • Represented the majority selling stockholder in connection with the acquisition of Parking Panda Corp., developer of a mobile-based application to locate, reserve and pay for parking spots, by its leading competitor, SpotHero, Inc.

  • Represented IA Capital Group, a New York based private investment firm and manager of the Inter-Atlantic funds, in connection with its investment in the Series A Preferred Stock financing of Wellthie Inc., a provider of a cloud-based platform that enables users to find, choose and use health insurance coverage. 

  • Represented GCommerce, Inc., a developer of software solutions for supply chain operations of manufacturers, distributors, buying groups and retailers of hard goods, in connection with its acquisition of AutoSoEz, an e-commerce platform optimized for the requirements of the vehicular aftermarket, which addresses the needs of retailers, wholesalers and suppliers searching for a B2C and B2B software platform. 

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series B Preferred Stock of Voxy, Inc., the operator and developer of a language learning platform that creates custom curricula for English language learners based on their interests, routines, goals, and learning styles.

  • Represented 7Park Data, Inc., a provider of data and analytics products and services delivering real-time, topic-specific intelligence, in connection with its Series A-1 Preferred Stock financing.

     

  • Represented IA Capital Group, a New York based private investment firm and manager of the Inter-Atlantic funds, in connection with its investment in the Series B Preferred Stock financing of Financial Insight Technology Inc. (d/b/a SmartAsset), a personal financial advice platform that provides consumers with easy to use financial calculators and tools. 

  • Represented Rittenhouse Ventures in connection with its investment in Bancroft Woods, ( d/b/a Workplace Dynamics), a premier provider of employee feedback and performance improvement solutions designed to help senior leaders build and sustain a top workplace that drives bottom-line results.

  • Represented Chartline Capital Partners, a fund focused on investments in analytics and efficiency solutions for the healthcare, manufacturing, retail, communications and food supply industries, in connection with its investment in the Series B Preferred Stock of VIDA Diagnostics, Inc., a developer of software for quantitative pulmonary image analysis.

  • Represented TiqIQ, Inc., a New York City-based aggregator of event tickets online, in connection with its acquisition of SeatSmart Inc., an online ticket marketplace that connects customers directly to ticket brokers.

  • Represented TiqIQ, Inc., a New York City-based aggregator of event tickets online, in connection with its Series A-1 and Series A-1-A Preferred Stock financings, led by Contour Venture Partners and Stonehenge Growth Capital.

  • Represented Greats Brand Inc., a Brooklyn-based vertically-integrated men’s footwear brand, in connection with its Series A-1 preferred stock offering. Investors in the round included Resolute Ventures.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its investment in the Series B Preferred Stock financing of Compliance Science, Inc., a New York City-based provider of web-based regulatory compliance technology and services for the financial services community.

  • Represented Ollie Pets Inc.,  a New York-based provider of direct-to-consumer refrigerated pet food, in connection with its Series Seed Preferred Stock financing. Investors in the financing included Canaan Partners, Lerer Hippeau Ventures and Primary Venture Partners.

  • Represented Milestone Venture Partners and Primary Venture Partners in connection with their investments in the Series Seed Preferred Stock financing of Healthify, Inc., a provider of a software tool for care managers, community health workers and social workers to coordinate referrals with community-based organizations.

  • Represented Annum Health, Inc., a provider of medical and behavioral treatments, personalized coaching and online social support for heavy drinkers, in connection with its Series Seed Preferred Stock financing. 

  • Represented TheSquareFoot, Inc., a  commercial real estate search and brokerage service company, in connection with its Series Seed-1 Preferred Stock financing.  Investors in the round included Primary Ventures, RRE, Triangle Peak Ventures and ERA.

  • Represented Armory Square Ventures, an early stage venture fund focused on investments in software, mobile and tech-enabled services companies across New York State, in connection with its investment in the convertible debt financing of Rosco & Benedetto Co. (d/b/a Good Uncle), a company that delivers locally prepared meals using the recipes and trademarks of celebrity chefs and restaurants.

  • Represented Aspire Financial Services, LLC, an interactive Application Service Provider (ASP) agency for the retirement plan industry, in connection with a revolving credit facility provided by Silicon Valley Bank.

  • Represented Vidrio Financial Ltd., a provider of financial data, tools and insights to institutional investors, in connection with an investment in its Series B Preference Shares and Series C Preference Shares by XL Group plc, a Bermuda-based insurance and reinsurance company.

  • Represented Brightbox, Inc., an end-to-end technology and consumer services company that provides secure, fully-connected mobile phone charging stations in venues of all types, in connection with its recapitalization of debt and related Series A Preferred Stock offering.

  • Represented GlobalServe, Inc., a global IT procurement and service management company, in connection with its acquisition by PC Connection, Inc. (dba Connection; Nasdaq: CNXN), an industry-leading technology solutions provider.

  • Represented Ollie Pets Inc., a New York-based provider of direct-to-consumer refrigerated pet food, in connection with a credit facility provided by Comerica Bank.

  • Represented Armory Square Ventures, an early stage venture fund focused on investments in software, mobile and tech-enabled services companies across New York State, in connection with its investment in the Series A Preferred Stock of ACV Auctions Inc., the developer of a mobile app that allows new and used automobile dealers to participate in live vehicle auctions.

  • Represented SJF Ventures,a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series A Preferred Stock of Portfolium, Inc., developer of a platform that enables students to capture, curate, and convert skills into job offers, while giving learning institutions and employers tools to assess and recruit talent.

  • Represented New Heights Capital LLC, a private equity firm focused on buyouts, recapitalizations and growth equity investments in middle market companies, in connection with the formation and financing of NHCP II LLC, a special purpose acquisition vehicle.

  • Represented New Heights Capital LLC, a private equity firm focused on buyouts, recapitalizations and growth equity investments in middle market companies, in connection with its acquisition of a controlling interest in Fresh Meal Plan, a fresh meal delivery service based in Florida, with operations in Florida and New York.

  • Represented CariClub, Inc., provider of a social impact platform that allows professionals to discover, connect with, and apply for junior board positions at nonprofits, in connection with its Series Seed Preferred Stock financing.

  • Represented Blue Cloud Ventures in connection with its investment in the Series C Preferred Stock of Symphony Commerce, Inc., a San Francisco-based provider of e-commerce solutions for brands.

  • Represented the managers in the formation and funding of Lattice Ventures, LLC, a seed fund investing in the securities of early stage companies.

  • Represented fund principals in the formation and funding of Milestone Venture Partners V Digital Health LP, a venture capital fund investing in early stage digital health companies that increase efficiencies in the healthcare industry.

  • Represented Take the Interview, Inc., a provider of interview management solutions, in connection with its Series B Preferred Stock financing.  3TS Capital Partners, a Draper Venture Network fund, led the round, with participation from existing investors, including StarVest Partners and DreamIt Fund.

  • Advised Hulafrog, a network of local websites and digital community guides that connects parents to kid-focused events and businesses, with its $400K series seed financing.

  • Represented Virtual Frameworks, Inc. (d/b/a Virtual Health), the developer of a cloud-based healthcare management platform, in connection with its Series A Preferred Stock financing led by Edison Partners VIII, LP.

  • Represented Blue Cloud Ventures, a fund focused on investments in growth and late stage cloud-based enterprise software and enterprise mobile ventures, in connection with its investment in the Series C Preferred Stock of CareCloud, a provider of cloud-based health information technology software and services.

  • Represented 7Park Data, Inc., a provider of data and analytics products and services delivering real-time, topic-specific intelligence, in connection with its equipment leasing facility with Eastward Capital, a provider of venture debt and equity financing to technology companies backed by top-tier venture capital firms.

  • Represented Take the Interview, Inc., a provider of interview management solutions, in connection with a revolving credit facility from Bridge Bank, a lender and provider of financial services to early stage companies.

  • Represented Knowledge Delivery Systems, Inc., a leading provider of online professional development, certification, and career advancement programs for educators and administrators, in connection with its venture debt financing by Multiplier Capital.

  • Represented 7Park Data, Inc., a provider of data and analytics products and services delivering real-time, topic-specific intelligence, in connection with a revolving credit facility from Bridge Bank, a lender and provider of financial services to early stage companies.

  • Represented DashBid Media Inc., provider of a real-time, auction-based media selling platform for programmatic video advertising, in connection with a revolving credit facility from Bridge Bank, a lender and provider of financial services to early stage companies.

  • Represented GCommerce, Inc., a developer of software solutions for supply chain operations of manufacturers, distributors, buying groups and retailers of hard goods, in connection with its acquisition of PBEPRO, a provider of content and commerce support for the paint body & equipment and industrial products industries. 

  • Represented BFS Capital Inc. (formerly known as BFS Companies, Inc.), a leading specialty finance company serving small and medium-size businesses, in connection with a $250 Million secured asset-based revolving credit agreement with a syndicate of banks led by Wells Fargo Bank, National Association.

  • Represented Blue Cloud Ventures, a fund focused on investments in growth and late stage cloud-based enterprise software and enterprise mobile ventures, in connection with its investment in the Series B Preferred Stock of LoanLogics, Inc., a recognized leader in loan performance and quality analytics.

  • Represented Billtrust, a provider of end-to-end paper and electronic billing solutions, in its acquisition of Crown Technology Assisted Business Services Corp. d/b/a C-TABS, a provider of electronic invoice presentment and payment (EIPP) and accounts payable (AP) workflow services, and in the acquisition of the related EIPP business of DGV Acquisition, LLC d/b/a/ DGVault.

  • Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series Seed Preferred Stock of Greycork, Inc., a furniture startup based in Providence, Rhode Island.

  • Represented Flash Global Logistics, Inc., a provider of supply chain solutions and services, in the sale of its Flash Courier division to US Pack Logistics LLC.

  • Represented Edison Partners, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its investment in the Series A Prime Preferred Stock of the Neat Company, Inc., a developer of organization and workflow efficiency solutions. 

  • Represented AppFirst, Inc., a provider of IT system data collection and analysis tools, in connection with its convertible bridge debt financing. Investors in the round included Safeguard Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE).

  • Represented Rex Shares LLC, an independent sponsor of exchange-traded fund products, in connection with its offering of common membership units.

  • Represented DashBid Media Inc., provider of a real-time, auction-based media selling platform for programmatic video advertising, in connection with its convertible bridge debt financing.

  • Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series Seed Preferred Stock financing of Wade & Wendy, Inc., a New York-based talent acquisition technology company.

  • Represented Vidrio Financial Ltd., a provider of financial data, tools and insights to institutional investors, in connection with a minority equity investment by, and strategic relationship with, XL Group plc, a Bermuda-based insurance and reinsurance company.

  • Represented HedgeCo Networks, LLC, a preeminent service provider to the hedge fund industry and operator of the world’s most trafficked database for hedge fund information, in connection with strategic investments by Asset Alliance Corporation, an investment management holding company, and GEMS Kenmar-Olympia Group, a conglomeration of three of the oldest and most respected global alternative investment firms in the industry.

  • Represented Avlino, Inc., an industry leading Big Data solutions provider, in connection with its Series A Preferred Stock financing.

  • Represented Media Predict, Inc., a New York-based market research company, in connection with its Series A Preferred Stock financing.

  • Represented Brillio, LLC, a global technology, consulting, software and business solutions company, in connection with its investment in the Series A Preferred Stock of Albeado, Inc., a Silicon Valley-based software company delivering predictive analysis and causal modeling.

  • Represented Brightbox, Inc., a NYC-based end-to-end technology and consumer services company that provides secure, fully-connected mobile phone charging stations in venues of all types, in connection with its recapitalization and subsequent Series A Preferred Stock and debt financings.

  • Represented Daher Capital Ltd., a fund affiliated with entrepreneur and investor Michael Daher, in connection with its investment in Redline Trading Solutions, Inc. Redline Trading Solutions develops software products that provide ultra-low latency market data and order execution capabilities for banks, trading platforms, and exchanges.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series A Preferred Stock of Raise Labs Inc., developer of a platform that enables high school students to raise micro-scholarships based on their individual progress and achievement.

  • Represented DashBid Media LLC, a provider of technology to manage the purchase, sale and display of online video advertising and related advertising campaigns, in connection with its offering of common membership units.

  • Represented Andela Inc., in connection with its Series A Preferred Stock financing. Andela is a global talent accelerator that trains and mentors software and technology developers in Africa to permit them to work remotely for companies around the world.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series A-1 Preferred Stock of Easy Metrics Inc., the developer of a cloud-based business application that gives companies detailed cost and performance metrics on their employees, customers and processes.

  • Represented 7Park Data, Inc., a provider of data and analytics products and services delivering real-time, topic-specific intelligence, in connection with its Series A Preferred Stock financing.

  • Represented Guarnerix Inc., a provider of data analysis solutions for the financial industry, in connection with its convertible bridge debt financing.

  • Represented Osage Venture, a Pennsylvania-based venture capital fund, in connection with its investment in Series A-1 Preferred Stock of SevOne Inc., a Delaware-based provider of application and network performance management software delivered as an integrated appliance.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series B Preferred Stock financing of EnTouch Controls, Inc.   EnTouch Controls is a leading provider of cloud-based energy management systems for restaurants and retail chains.  The financing was led by SJF Ventures and included new investor NRG Energy, Inc. (NYSE:NRG) and the company’s initial investor Trailblazer Capital. 

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with the sale of its portfolio company CleanScapes, Inc., which provides innovative streetscape maintenance, recycling and solid waste services.

  • Represented Armory Square Ventures, an early stage venture fund focused on software, mobile and tech-enabled services companies across New York State, in connection with its investment in the Series Seed Preferred Stock financing of BentoBox CMS Inc., which offers mobile-friendly websites that restaurants can update themselves, complete with hosting and customer support.

  • Represented NextStage Capital, a early stage venture capital fund, in connection with its Series A-2 investment in HigherNext, Inc, a provider of an on-line platform used by employers to test and evaluate the academic skills of job applicants.

  • Represented 3rd Ward Holding LLC, which operates a multi-disciplinary workspace and urban education center for learning design skills on a professional level, and certain of its subsidiaries, in connection with a $1,400,000 senior credit facility extended by Next Street Opportunity Fund LLC to its subsidiary, 3rd Ward Philly LLC.

  • Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with a secured asset-based revolving credit facility provided by a loan syndicate led by a national bank.

  • Represented Health Guru Media, Inc.,which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with a credit facility with Western Technology Investments.

  • Represented Safeguard of Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE), a publicly traded venture capital firm, in connection with a subordinated loan to Portico Systems of Delaware, Inc., a provider of network management solutions for health plans.

  • Represented MediaMath, Inc., a cross-exchange advertising management services and technology company, in connection with a $5,000,000 Loan and Security Agreement with Gold Hill Capital 2008, L.P.

  • Represented TimeData Corporation, a New York based early stage provider of operations, reporting and management software for small local telephone carriers, in connection with its venture debt facility with Venture Lending and Leasing, Inc., and the related sale of shares of its Series A Preferred Stock.

  • Represented GCommerce, Inc., a developer and provider of EDI replacement supply chain management solutions, in connection with a debt financing by Agility Capital.

  • Represented Blink Twice, Inc., leading firm in the development, manufacturing and marketing of alternative and augmentative communications products, in connection with a growth capital debt financing by Vencore Solutions LLC.

  • Represented eFashion Solutions LLC, a provider of technology, call center and fulfillment services to leading fashion brands, in an $8 million term loan and revolving debt financing from ORIX Venture Finance LLC, which provides enterprise financing to mid- and late-stage venture capital-backed companies via working capital term loans and credit lines.

  • Represented Majestic Research Corp., an independent provider of data-driven equity research for the institutional investment community, in connection with its negotiation of a growth capital loan facility with Gold Hill Venture Lending 03, L.P. and Silicon Valley Bank as Agent.

  • Represented Andrew Davidson & Co., Inc., a New York-based provider of risk analytics tools for mortgage and asset-backed securities, in connection with a mezzanine financing by MMV Financial, a Toronto-based specialty finance company whose partners include Wells Fargo & Company and HSBC Bank Canada.

  • Represented Maxim Advisory LLC as collateral manager in a $750 million collateralized debt obligation note and preferred stock issuance in a 144A placement in which Merrill Lynch was the initial purchaser.

  • Represented Silicon Alley Seed Investors, a New York City based early stage technology investment fund, in its investment in Kirusa Inc., creator of infrastructure to allow for multimodality of mobile data applications across a wide variety of wireless handhelds, including cellphones and PDA’s.

  • Represented Poindexter Systems, Inc., a provider of online advertising optimization technology, in its issuance of Series B 8% Convertible Preferred Stock and related warrants to a group of investors lead by Hudson Venture Partners II, L.P. and Echelon Ventures, L.P., and the conversion of outstanding convertible debt.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the convertible bridge debt financing of Validic, a mobile health technology company and leader in accessing actionable data from mobile health apps, wearables and in-home medical devices.

  • Represented LFG Capital Partners LLC, an affiliate of Lancer Insurance Group, in connection with its investment in the secured convertible debt financing of E-Drive Autos, LLC (d/b/a Autosaver.com), a Florida-based provider of a web and mobile accessible platform to identify and validate deals on used cars.

  • Represented BlogTalkRadio, Inc., a provider of internet broadcasting technology and services, in connection with its offering of secured bridge notes and warrants.

  • Represented Maxim Advisory LLC as collateral manager in $989 million collateralized debt obligation note and preferred stock issuance in a 144A placement in which Merrill Lynch was the initial purchaser.

  • Represented Maxim Advisory LLC, as collateral manager in a $1.983 billion collaterized debt obligation note and preferred stock issuance in a 144A placement.

  • Represented SJF Ventures II, L.P. in connection with a $3,000,000 Loan and Security Agreement with Square 1 Bank and a related Collateral Assignment of Capital Call Rights.

  • Represented Sachs Investing Company, a national property developer and manager, in connection with a securitized financing provided by Barclays Capital Real Estate Inc.

  • Represented GCommerce, Inc., a developer of software solutions for supply chain operations of manufacturers, distributors, buying groups and retailers of hard goods, in connection with its procurement of debt financing from a variety of Iowa-based state and local governmental and quasi-governmental development agencies, including the Iowa Department of Economic Development and the City of Des Moines.

  • Represented Silicon Alley Seed Investors, L.P. in its Series A Preferred financing of Cebatech Inc.

  • Represented Hudson Ventures Partners II, L.P. in a venture preferred investment in Scanbuy, Inc., a New York-based developer of proprietary software turning optical devices into secure, wireless barcode scanners.

  • Represented Milestone Venture Partners, an early stage venture investment fund, in the purchase of debt and equity securities of Ecosystems Design, Inc., a New York based software company that specializes in tailored products that allow end users to interact seamlessly with disparate data sources and incompatible applications.

  • Represented Rho Ventures and Silicon Alley Seed Investors, L.P. in the restructuring and recapitalization of Multispectral Imaging, Inc. and the subsequent purchase of its Series B Preferred Stock.

  • Represented EdgeTrade.com, Inc., a New York provider of direct market access and algorithmic securities technologies to hedgefunds, institutions and individuals, in its Series A Preferred Stock financing by Edison Venture Fund.

  • Represented Ovation Capital Partners in a venture preferred investment in Federation, Inc.

  • Represented Power Play Energy in a $3.5 million venture investment in Stirling Technology, a company that develops and exploits Stirling engine technology.

  • Represented Trafin Corporation, a receivables financing and securitization company, in the issuance of more than $4,000,000 of serial convertible preferred stock to strategic and venture investors, including affiliates of J.M. Huber Corporation and Marubeni Corporation.

  • Represented RealRead, Inc., which develops and licenses print media online previewing software, in the sale of common stock to two international venture capital funds.

  • Represented UBS (NYSE: UBS) in its investment in the Series D Convertible Preferred Stock of Wrenchead.com, Inc., a provider of technology solutions designed to facilitate automotive parts order processing & collaboration over the Internet.

  • Represented UBS (NYSE: UBS) in its investment in the Series D Convertible Preferred Stock of Exact Laboratories, Inc., a developer of genomics-based technologies designed to eradicate certain cancers.

  • Represented UBS (NYSE: UBS) in its investment in the Series C Convertible Preferred Stock and warrants of NetSuite, Inc. (formerly known as NetLedger, Inc.), a developer of Internet-based business solutions.

  • Represented UBS (NYSE: UBS) in its investment in the Series A Convertible Preferred Stock of ReCare, Inc., a developer of wireless, clipboard-based applications assisting physicians in point of care diagnosis and patient record maintenance.

  • Represented UBS (NYSE: UBS) in its purchase of a convertible promissory note and warrants of FundsXpress Financial Network, Inc., a provider of Internet-based financial services for retail and commercial financial institutions.

  • Represented UBS (NYSE: UBS) in its founding investment in BondDesk.com, which operates the leading online retail fixed income securities trading platform.

  • Represented Friskit, Inc., an online entertainment media search company, in its second round of venture capital financing and the conversion of outstanding debt.

  • Represented Hudson Venture Partners II, LP, a venture capital fund, in connection with their purchase of Series A Convertible Preferred Stock of iHello.com, Inc., a California software development company.

  • Advised Russia Partners Management, LLC, a Moscow and New York-based private equity manager investing in the Russian Federation and other states of the former Soviet Union and an affiliate of Siguler Guff, in connection with an investment by a multilateral agency in Russia MTV.

  • Represented venture capital funds (Hudson Venture Partners II, LP, Liberty View Equity Partners SBIC, LP, Marketing 1 to 1 Venture LP) in connection with their purchase of senior secured convertible promissory notes from Intellibridge Corporation, a Delaware corporation which offers knowledge management and intelligence services for global corporations and organizations.

  • Represented Scrittura, Inc. (formerly known as Intuitive Products International Corp), a provider of management consulting services and leading software products to the derivatives industry, in connection with the sale of secured debt instruments to Penny Lane Partners, Hudson Venture Partners, LibertyView Equity Partners, SBIC, LP, Walden Capital Partners, Marco Polo Capital and Middlebury Venture Partners.

  • Represented Systeam Holdings LLC in connection with the restructuring and financing of Systeam SpA, an Italian software company.

  • Represented Silicon Alley Seed Investors, a New York City based early stage technology investment fund, in its investment in the $6 million Series A Preferred financing of Lemur Networks, Inc., creator of an interface to allow data to be better managed, distributed, and synchronized across disparate systems. The principal venture capital investors in the Series A round were Rho Ventures and Sevin Rosen Funds.

  • Counsel to Hudson Venture Partners, LibertyView Equity Partners and Walden Capital Partners in connection with the purchase of convertible bridge notes of Centor Software Corporation, a leading developer of XML applications for relational or non-relational information analysis.

  • Represented Stockback Holdings, Inc. in its issuance of $25 million of Series A Convertible Preferred Stock to T.H. Lee Putnam Internet Partners, RRE Ventures II L.P. and Neocarta Ventures L.P.

  • Represented GlobalServe, Inc., a leader in international IT life cycle management for multinational corporations, in its preferred stock financing by venture capital investors, including Fremont Ventures, Hudson Partners, Walden Capital Partners and an affiliate of Crossbridge, and in its simultaneous mezzanine financing by MMV Financial, a Toronto-based specialty finance company whose partners include Wells Fargo & Company and HSBC Bank Canada.

  • Represented Paladyne Systems, Inc., a provider of technology solutions for the hedge fund industry, in connection with its issuance of $11 million of Series A Preferred Stock to a group of investors led by Credit Suisse NEXT II Investors, L.P.

  • Represented Osage Venture Partners II, LP in connection with its investment in Series A Preferred Stock of SevOne Inc., a Delaware-based provider of application and network performance management software delivered as an integrated appliance.

  • Represented NANIRX Therapeutics, Inc., an early stage drug development company, in connection with its issuance of $8 million in series A preferred stock to finance the research, development, and licensing of new drug products and technologies.

  • Represented Power Play Energy, LLC in connection with its follow-on investment in Infinia Corporation (formerly Stirling Technology Company), a leading developer of Stirling engine based products and technologies. Co-investors in the round included Khosla Ventures of Menlo Park, CA, Vulcan Capital of Seattle, WA, EQUUS Total Return, Inc. of Houston, TX, and Idealab of Pasadena, CA.

  • Represented GCommerce, Inc., a developer and provider of EDI replacement supply chain management solutions, in connection with its recapitalization of its outstanding debt structure, led by Acuity Ventures.

  • Represented GCommerce, Inc., a developer and provider of EDI replacement supply chain management solutions, in connection with its angel debt and equity financing.

  • Represented Motion Golf, LLC (www.motiongolf.com)a provider of cutting edge golf swing analysis technology and instruction studios, in a private placement financing.

  • Represented 1Trip3, Inc., a lead generator of travel package & related services for the travel industry, in a private offering of its Series A Preferred Stock funded by Ascend Ventures.

  • Represented Milestone Venture Partners II LP, an early stage venture investment fund, in connection with its acquisition of a preferred stock position in Oddcast, Inc., a New York based media technology company that develops conversational character products.

  • Represented Spark Capital, a Boston-based venture capital & private equity fund focused on early stage equity investments in the media, entertainment and technology sectors, with its investment in the $8 million Series A Preferred Stock financing of Next New Networks, a developer of specialized video programming for narrowly targeted Internet audiences and offers ad-supported programs on video-sharing websites.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings in their purchase of a controlling equity position of Games Media Properties, Inc., a company that organizes, manages and stages national and international video game events, tournaments and festivals.

  • Represented Milestone Venture Partners and Edison Venture Fund, early stage venture investment funds focused on technology-enhanced service businesses in the New York metropolitan area, in connection with their joint investment in the Series A Preferred Stock of SmartAnalyst, Inc., a provider of outsourced custom research and analytics to corporate clients in the life sciences, consumer goods and services, and financial services industries.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, as the lead investor in the Series A Preferred financing of groSolar, a provider of clean, efficient solutions for homes and businesses, including solar electricity, solar hot water, and solar air heating. Three funds that specialize in the cleantech and renewable energy sectors, SJF Ventures, Calvert Social Investment Fund, and Allco Financial Group, participated in the financing.

  • Represented Silicon Alley Seed Investors, L.P. a New York City-based early stage technology investment fund, in its investment in the Series C Preferred Stock of of PermissionTV, Inc., a developer of an internet video publishing platform used to build profitable on-demand broadband TV audiences.

  • Represented Cammeby’s Capital Group, a New York -based venture capital fund, in its purchase of the Series A-1 Preferred Stock of Broadband Energy Networks, Inc., a developer of information-based solutions to improve the efficiency, comfort and safety of businesses, buildings and homes.

  • Represented Silicon Alley Seed Investors, L.P. a New York City-based early stage technology investment fund, in it’s investment in Series A Preferred Stock of Motionbox, Inc., a developer of software to enhance computer video, pictures and graphics.

  • Represented Silicon Alley Seed Investors, L.P. in its investment in the Series A Preferred Stock of Lightspeed Audio Labs, Inc., a provider of services relating to the delivery and management of content and data for online musical collaboration.

  • Represented Cammeby’s Capital Group, a New York -based venture capital fund, in its purchase of the Series A Preferred Stock of Blink Twice, Inc., leading firm in the development, manufacturing and marketing of alternative and augmentative communications products.

  • Represented Silicon Alley Seed Investors, L.P. in its investment in the Series A Preferred Stock of Backfence, Inc., a web-based provider of community-oriented news information and advertising.

  • Represented FMS Investment Corp.,a Chicago-based Private Collection Agency contractor to the US Department of Education Federal Student Aid, in raising $4.5 million in a private offering of Series A Preferred stock led by Venturion Capital.

  • Represented Wexford Capital LLC, in a Series A Convertible Preferred Stock investment in Dianet Communications, Inc., a neutral host provider of distributed antenna systems that expands wireless telephone coverage and capacity in areas with non-existent or problematic wireless coverage.

  • Represented NJTC Venture Fund SBIC L.P., Silicon Alley Seed Investors, L.P. and Big Bend XXI Investments, L.P. in a $4.5 million Series B Preferred financing of Cebatech Inc.

  • Represented Edison Ventures and Ovation Capital Parters in a $6 million venture preferred investment in Pinnacle Tax, a tax preparation firm.

  • Represented Majestic Research Corp., an independent provider of data-driven equity research for the institutional investment community, in a $6.5 million venture preferred investment led by BV Cornerstone.

  • Represented Hudson Venture Partners II, LP, a venture capital fund, in connection with their purchase of Series A Convertible Preferred Stock of Peminic Inc., a software development company.

  • Represented GlobalServe, Inc., a leader in international IT life cycle management for multinational corporations, in connection with a convertible debt financing by existing and outside investors, including Hudson Partners and an affiliate of Crossbridge, and a related restructuring of GlobalServe’s outstanding indebtedness to MMV Financial, a Toronto-based specialty finance company whose partners include Wells Fargo & Company and HSBC Bank Canada.

  • Represented Innovation Ventures, L.P., an SBIC fund focused on investment opportunities in emerging technology businesses, in connection with the purchase of shares of Series A Preferred Stock of Magnify Networks, Inc., a custom video aggregator that is in the content delivery network space.

  • Represented MediaMath LLC, a cross-exchange advertising management services and technology company, in connection with its equity financing by U.S.-based and international fund investors.

  • Represented Howtoeverything, Inc., which operates the ”how to” instructional website, www.howdini.com, in connection with its private offering of equity interests.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in its investment in the Series A Preferred Stock of CleanScapes, Inc., a recycling, organics, and waste collection company with operations in the Pacific Northwest.

  • Represented Connectiva Systems Inc., a leading provider of revenue and risk management solutions for the telecommunications industry, in connection with its Series D Preferred Stock financing. Investors in the round included: NEA – IndoUS Ventures; IFC, a member of the World Bank Group; SAP Ventures, a division of SAP AG; and Ovation Capital.

  • Represented Giant Realm, Inc. (f/k/a Games Media Properties, Inc.), a rapidly growing online media company, in connection with a $5.5 million venture capital financing. Investors in the financing included Comcast Interactive Capital, LP, Edison Venture Fund V, LP, and SoftBank Capital Technology funds.

  • Represented SJF Venture, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in a preferred venture investment in Truist, Inc., a technology company providing corporations with workplace giving, philanthropy, and volunteerism solutions.

  • Represented BlogTalkRadio, Inc., an online social radio network providing a platform for businesses and individuals to create their own live call-in talk shows, in connection with its Series A Preferred financing, led by The Kraft Group.

  • Represented Hopstop.com, Inc., a leading online transit guide for several major American cities, in a private offering of its Series A-2 Preferred Stock.

  • Represented Tribeca Venture Partners, an early-stage venture investor in technology enabled services and business information services companies, in connection with a $2.5 million Series A Preferred financing of Pontiflex, Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites.

  • Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with its $9 million Series A Preferred Stock financing and recapitalization by Edison Venture Fund VI, a mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings.

  • Represented GCommerce, Inc., a developer and provider of EDI replacement supply chain management solutions, in connection with a convertible debt financing led by Acuity Ventures and in connection with an angel note offering.

  • Represented Power Play Energy, LLC in connection with its follow-on investment in the $55 million Series B Preferred Stock financing of Infinia Corporation, a leading developer of solar power technologies. Co-investors in the round included GLG Partners, Wexford Capital LLC, Khosla Ventures,Vulcan Capital, EQUUS, and Idealab.

  • Represented eFashion Solutions LLC, a provider of technology, call center and fulfillment services to leading fashion brands in a $17+ million venture capital financing round led by ABS Capital Partners, in which the investors purchased preferred limited liability company membership units.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, Calvert Social Funds, and Allco Financial Group, in connection with their investment in the Series B financing of groSolar, a national solar energy firm headquartered in Vermont. The financing was led by NGP Energy Technology Partners, L.P. (www.sjfund.com/grosolar)

  • Represented Osage Ventures, a fund that focuses on early stage technology and life science companies, in connection with its Series A Preferred financing of Carnegie Speech Company, a developer and provider of software for assessing and teaching spoken language skills.

  • Represented eFashion Solutions LLC, a provider of technology, call center and fulfillment services to leading fashion brands in a mezzanine financing by Seacoast Capital Partners.

  • Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with a $7,500,000 senior credit facility with Square 1 Bank and the related issuance of a $5,000,000 subordinated note and $5,000,000 of preferred stock to the master pension fund of a Fortune 50 company.

  • Represented Kilimanjaro Energy, Inc. (f/k/a Global Research Technologies, Inc.), a company developer of technology for the capture of carbon dioxide from the air and other sources, in connection with the sale shares of Series A Preferred Stock,convertible promissory notes and warrants to ARCH Venture Partners VII, L.P. and Comer Science & Education Foundation.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital,management buyout, corporate spinout and recapitalization financings, and The Info Project, Inc.,Inc., a New York-based supplier of market intelligence for the IT industry, in connection with Edison Venture Fund’s purchase of the Series B Preferred Stock of The Info Project, Inc.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, as the lead investor in the Series A Preferred Stock financing of FieldView Solutions,Inc., an industry-leading provider of data center operations, management and efficiency software solutions.  Osage Partners II,LP and Milestone Venture Partners III, LP were co-investors in the financing.

  • Represented Global Research Technologies, LLC,a company engaged in the research and development of technology for the capture of carbon dioxide directly from the air and other dilute sources, in its recapitalization, including conversion of existing debt to equity, admission of Columbia University as an equity holder and redomestication of the company from the State of Arizona to the State of Delaware.

  • Represented Power Play Energy, LLC in connection with its investment in Series 2 Preferred Stock of Infinia Corporation, a leading developer of solar power technologies, and the related recapitalization of Infinia Corporation. Co-investors in the round included GLG Partners and Vulcan Capital.

  • Represented Power Play Energy, LLC in connection with its investment in senior debt securities of Infinia Corporation, a leading developer of solar power technologies, and the related recapitalization of Infinia Corporation. Co-investors in the round included GLG Partners.

  • Represented MediaMath,Inc., a cross-exchange advertising management services and technology company, in connection with the sale of its Series B Preferred Stock and Common Stock to SJF Ventures II, L.P., a North Carolina-based venture capital fund, and QED Fund I, L.P., a Virginia-based venture capital fund.

  • Represented Pico Quantitative Trading Holdings LLC, which provides services to clients engaged in cross-asset electronic trading of securities, in connection with the sale of its Series A Preferred Stock. Goldman, Sachs & Co. and Knight Capital Group, Inc. participated as lead investors in the round.

  • Represented HealthGuru Media, Inc., which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with the sale of its Series C Preferred Stock. Castile Ventures, an early stage venture capital firm based in Waltham, Massachusetts, participated as lead investor in the round. Co-investors in the round included current investors in the Company, Village Ventures, Long River Ventures and The Worcester Venture Fund.

  • Represented UBS (NYSE: UBS) in connection with a venture preferred investment in Space.com

  • Represented UBS (NYSE: UBS) in connection with a venture preferred investment in Kingland Systems Corporation.

  • Represented UBS (NYSE: UBS) in connection with a venture preferred investment in Juno Online Services, Inc.

  • Represented MediaMath, Inc. (f/k/a MediaMath LLC),a cross-exchange advertising management services and technology company, in connection with its Series B Preferred Stock financing by Safeguard Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE).

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in a second venture preferred venture investment in Truist, Inc., a technology company providing corporations with workplace giving, philanthropy, and volunteerism solutions.

  • Represented TimeData Corporation, a New York based early stage provider of operations, reporting and management software for small local telephone carriers, in connection with its Series A Preferred Stock financing and recapitalization led by First Round Capital, a Philadelphia based early stage venture capital firm.

  • Represented Milestone Venture Partners III, L.P. in connection with its participation as lead investor in a Series B Preferred Stock financing of Collections Marketing Center, Inc., a fully integrated, multi-channel, adaptive collections service based in Newark, Delaware.

  • Represented Milestone Venture Partners and Edison Venture Fund in connection with their joint investment in the Series E Preferred Stock of Smart Analyst Inc., a provider of outsourced custom research and analytics to corporate clients in the life sciences, consumer goods and services, and financial services industries.

  • Represented Tripology, Inc. (formerly 1Trip3, Inc.), a travel industry lead generation company, in a private offering of its Series B Preferred Stock funded by Ascend Ventures.

  • Represented Osage Venture Partners, a Pennsylvania-based venture capital fund, in connection with its investment in Series A-1 Preferred Stock of SevOne Inc., a Delaware-based provider of application and network performance management software delivered as an integrated appliance.

  • Represented Tribeca Venture Partners, an early-stage venture investor in technology enabled services and business information services companies, and New Atlantic Ventures, an early-stage venture investor in information technology businesses, in connection with their participation in a $6.25 million Series B Preferred Stock financing of Pontiflex, Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites.

  • Represented SilverCarrot, Inc., a leading online marketing and lead generation company, in connection with its Series C-1b Preferred financing by Dolphin Equity Partners, Wall Street Technology Partners and Newlight Associates.

  • Represented ServiceChannel.com, Inc., a provider of Internet-based transaction processing, work order management and supply chain finance services for facility managers and their vendors, in connection with a preferred stock financing by SJF Ventures II, LP, a North Carolina based venture capital fund.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in its investment in the Series A1 Preferred Stock of The Info Project, Inc., Inc., a New York-based supplier of market intelligence for the IT industry.

  • Represented Tribeca Venture Partners, an early-stage venture investor in technology enabled services and business information services companies, in connection with its investment in the Series A Preferred stock of Mobile Commons, Inc., a developer of technology for mass communication and response using mobile phones.

  • Represented Osage Ventures, a Pennsylvania-based venture capital fund, in its investment in the Common Stock of InstaMed Holdings, Inc., parent company of InstaMed Communications, LLC, a Pennsylvania-based provider of healthcare payment processing services.

  • Represented Ciao Bella Gelato Co., Inc., in connection with the sale of Series A Preferred Stock. Ciao Bella is a producer of ultra-premium ice cream and sorbets sold in stand alone company stores and supermarkets throughout the country.

  • Represented Milestone Venture Partners and Osage Venture Partners in connection with their investment in convertible bridge debt securities of Collections Marketing Center, Inc., the developer of a multi-channel collection and loss mitigation platform.

  • Represented Milestone Venture Partners in connection with its investment in Series B Preferred Stock of MapMyFitness, Inc., an Austin-based operator of a suite of social wellness-oriented websites and associated mobile and tablet applications.

  • Represented ff Venture Capital in connection with its investment in Phone.com, a VoIP and cloud based phone service.

  • Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its Series A-2 Convertible Preferred Stock investment in Advanced Dx, Inc., a developer of turn-key advanced diagnostics centers for physicians.

  • Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its investment in the convertible bridge debt of Roboinvest, Inc., a social investing platform that allows members to track the investment and trading decisions of top investors.

  • Represented Yieldbot Inc., a developer of real-time analytic technology solutions aimed at increasing revenue generation for online publishers and advertisers, in its Series A Preferred Stock financing led by New Atlantic Ventures and RRE Ventures.

  • Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its investment in NuLabel Technologies, a high tech label company.

  • Represented The Glassbox Incorporated, a New York-based provider of advanced information management software, in connection with its sale of convertible promissory notes to Great Oaks Venture Capital and other angel investors.

  • Represented Health Guru Media, Inc., which operates www.healthguru.com, the web’s leading destination for health information among 18 to 40 year-olds, in connection with a follow-on sale of its Series A-1 Preferred Stock. Investors in the round included Dace Ventures and Castile Ventures.

  • Represented Eco-mail Development, LLC, a provider of paperless mail distribution solutions, in connection with the sale of convertible promissory notes.

  • Represented Food Allergy Initiative, Inc., the largest private source of funding for food allergy research in the United States, in connection with a seed equity financing of Allergen Research Corporation, a California-based company focused on the clinical development of allergens for immunotherapy of patients with food allergies.

  • Represented FMS Services Inc., a Chicago-based debt collection and financial services company, in connection with its corporate reorganization and sale of Series B Preferred Stock to Inter-Atlantic Group, a New York-based private equity firm.

  • Represented ServiceChannel.com in connection with a follow-on sale of its Series B Preferred Stock to SJF Ventures II, L.P.  ServiceChannel has created an online platform that enables facility managers and service contractors to communicate, collaborate and control costs.

  • Represented Spanfeller Media Group, Inc., publisher of The Daily Meal website and developer of other content-rich websites, in connection with its Series B Preferred Stock financing, led by VantagePoint Capital, with participation by Softbank Capital, Tribeca Venture Partners and RRE Ventures.

  • Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its purchase of convertible promissory notes of Medivo, Inc., a company focused on bringing personalized medicine into practice in the areas of preventive and therapeutic care.

  • Represented SJF Ventures II, L.P., a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, as the lead investor in connection with the convertible promissory note financing of FieldView Solutions, Inc., an industry-leading provider of data center operations, management and efficiency software solutions.  Osage Partners II, LP and Milestone Venture Partners III, LP were co-investors in the financing.

  • Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its purchase of the Series AA Preferred Stock of MyNines, Inc., an online aggregator of sample sale sites.

  • Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its investment in the Series A-1 Preferred Stock of Altruik, Inc. Altruik  develops  an automated platform that streamlines the SEO process, and simplifies the implementation SEO transformations for ecommerce and online businesses.

  • Represented Health Guru Media, Inc., which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with its recapitalization and sale of a newly created series of preferred stock.  Investors in the round included Castile Ventures, Village Ventures and Granite Point Capital.

  • Represented Ciao Bella Gelato Co., Inc., in connection with a follow on sale of  its Series A Preferred Stock to its current investors, Shrebrooke Capital and Encore Consumer Capital.  Ciao Bella is a producer of ultra-premium ice cream and sorbets sold in stand alone company stores and supermarkets throughout the country.

  • Represented Osage Venture Partners and Milestone Ventures Partners in connection with a $3 million Series B Preferred Stock investment in Collections Marketing Center, Inc. a collections industry services company which offers SaaS-based products to help creditors improve collector productivity and reduce financial losses.

  • Represented Assura Group of NY, Ltd., an underwriter of lost wage insurance, in connection with a $1,500,000 Series B Convertible Preferred Stock financing by an insurance company partner.

  • Represented OfferMobi, operator of a performance marketing network for mobile advertising campaigns, in connection with its bridge debt financing led by ARC Angel Fund, a New York-based angel round capital fund.

  • Represented Pontiflex, Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites, in connection with sale of its Series C Convertible Preferred Stock. Investors in the round included Tribeca Venture Partners, New Atlantic Ventures and RRE Ventures.

  • Represented MediaMath, Inc., a cross-exchange advertising management services and technology company, in connection with its Series B-1 Convertible Preferred Stock financing by Safeguard Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE).

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, as the lead investor in connection with the Series A-1 Preferred Stock financing of FieldView Solutions, Inc., an industry-leading provider of data center operations, management and efficiency software solutions.  Osage Partners II, LP and Milestone Venture Partners III, LP were co-investors in the financing.

  • Represented Outpoint-FooMojo LLC in connection with its participation as lead investor in the Series B Preferred Stock financing of Rivet Games, Inc., a developer of a virtual pet application.

  • Represented Tribeca Venture Partners, an early-stage venture investor in technology enabled services and business information services companies, in connection with its participation in a Series A-1 Preferred Stock financing by Igniter, Inc., an online group dating site.

  • Represented Ajaline, Inc.,which operates www.ajaline.com, an exclusive online fine jewelry boutique, in connection with its Series A Preferred Stock financing.

  • Represented Yieldbot Inc., a developer of real-time analytic technology solutions aimed at increasing revenue generation for publishers and advertisers, in its Series Seed Preferred Stock financing by RRE Ventures IV, LP and Betaworks Studio, LLC.

  • Represented Goldman Sachs and Spark Capital, a Boston-based venture capital & private equity fund focused on early stage equity investments in the media and technology sectors, in connection with their investments in the secured convertible debt financing of Next New Networks, a developer of Internet programming.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its investment in the Series B Preferred Stock of NetProspex, Inc., developer of a sales and marketing database and metrics tools helping B-to-B decision makers find, reach, and connect with sales prospects and measure results.

  • Represented Health Guru Media, Inc., which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with a bridge debt financing by its current investors, including Castile Ventures and Village Ventures.

  • Represented Cantara FinancialServices, a company that invests in business process outsourcing companies, in connection with its acquisition of a membership interest in NOI Strategies LLC, a real estate consulting and outsourcing company.

  • Represented S R Labs, LLC,a leading provider of low latency market data and high speed exchange connectivity solutions for hedge funds and investment banks, in connection with the sale of preferred membership interests in the Company to a hedge fund based in Chicago,Illinois.

  • Represented Milestone Venture Partners and Osage Venture Partners in connection with their investments in a $6 million Series A Preferred Stock financing of BA-Insight,Inc., a leading enterprise information access company.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its purchase of Series B Preferred Stock of Magnetic Media Online, Inc., a New York-based emerging advertising leader in search retargeting for brands, media agencies and direct marketers.

  • Represented Yieldbot Inc., a developer of real-time analytic technology solutions aimed at increasing revenue generation for online publishers and advertisers, in its Series A-1 Preferred Stock financing led by RRE Ventures and New Atlantic Ventures.

  • Represented Hulafrog, Inc., a network of online community guides for parents, in connection with the sale of convertible promissory notes.  Investors included Innovation Garden Accelerator Fund and Delaware Crossing Investor Group.

  • Represented Take the Interview, Inc., a provider of interview management solutions, in connection with its Series A Preferred Stock financing.  Investors in the financing included Emerald Stage 2 Ventures and StarVest Partners.

  • Represented StepOut (a/k/a Ignighter, Inc.), an online group dating site, in connection with the sale of convertible promissory notes. Investors included Tribeca Venture Partners and Point Judith Capital.

  • Represented TiqIQ, Inc., a New York City-based aggregator of event tickets online, in connection with the sale of convertible promissory notes. Investors in the round included Contour Venture Partners, iNovia Capital and Stonehenge Growth Capital.

  • Represented Milestone Venture Partners as the lead investor in the Series A Preferred Stock financing of Stray Boots, the leader in mobile-guided urban tours. Co-investors in the round included Correlation Ventures and Great Oaks.

  • Represented Pontiflex Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites, in connection with its Series D Preferred Stock financing. Investors in the round included Talus Holdings, Tribeca Venture Partners, New Atlantic Ventures and RRE Ventures.

  • Represented Third Ward Holding LLC, which operates an urban education center for learning design skills on a professional level, in connection with an offering of its Common and Preferred Membership Interests.

  • Represented World Water Works, Inc., a company offering water screening, processing and treatment solutions, in connection with its restructuring and the sale of shares of its Series C Preferred Stock.

  • Represented Eightfold Logic, Inc., developer of a leading content optimization application called Inbound Writer, in connection with a preferred stock financing. Investors in the financing included Castile Ventures, Formative Ventures, Rho Canada Ventures, The Entrepreneurs’ Fund and Crosslink Ventures.

  • Represented Health Guru Media, Inc., which operates www.HealthGuru.com, the web’s leading destination site for health information among 18 to 40 year olds, in connection with its Series B-1 Preferred Stock financing.  Investors in the financing included Castile Ventures, Village Ventures and Dace Ventures.

  • Represented Spanfeller Media Group, Inc., publisher of The Daily Meal website and developer of other content-rich websites, in connection with its Series C Preferred Stock financing, led by iNovia Capital with participation by VantagePoint Capital, Softbank Capital and Tribeca Venture Partners.

  • Represented NoWait, Inc., which operates a platform for restaurants to manage waitlists and seating, in connection with its Series A Preferred Stock financing led by Birchmere Ventures, a venture capital fund focusing on investments in the Cleantech, Medical and Technology industries.  Additional investors included Innovation Works and Sand Hill Angels.

  • Represented World Water Works, Inc., a company offering water screening, processing and treatment solutions, in connection with its restructuring and the sale of shares of its Series B-2 Preferred Stock.

  • Represented ARC Angel Fund, a New York-based angel round capital fund, in connection with its Series A Preferred investment in Pogby Inc. (d/b/a Imbookin.com), a software service company which connects event planners and event suppliers in a real-time, community-based environment.

  • Represented Vocap Ventures, LLC, a Florida based venture fund, in connection with its investment in the Series A Preferred Stock financing of Eye-R Systems, Inc., a hardware and software technology company that offers its proprietary information analytics products. 

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, as the lead investor in the Series A-2 Preferred Stock financing of Fieldview Solutions, Inc., an industry-leading provider of data center operations, management and efficiency software solutions.  Osage Partners II, LP and Milestone Venture Partners III, LP were co-investors.

  • Represented Pontiflex Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites, in connection with the sale of convertible promissory notes. Investors in the round included Tribeca Venture Partners, New Atlantic Ventures and RRE Ventures.

  • Represented Tribeca Venture Partners in connection with its investment in the Series B Preferred financing of Truveris, Inc., a New York-based health care technology company. Co-investors in the financing included New Leaf Venture Partners, New Atlantic Ventures and First Round Capital,

  • Represented TiqIQ, Inc., a New York City-based aggregator of event tickets online, in connection with its Series A Preferred Stock financing, led by Contour Venture Partners and iNovia Capital.

  • Represented Tribeca Venture Partners, a New York-based early stage venture capital firm, and Point Judith Capital, a Boston-based early stage venture capital firm, in connection with their investments in Series A-2 Preferred Stock of StepOut (a/k/a Ignighter, Inc.), an online group dating site.

  • Represented PowerPlay Mobile LLC, a North Carolina-based marketing solutions company, in connection with its convertible debt financing.

  • Represented Aspire Financial Services, LLC, an interactive Application Service Provider (ASP) agency for the retirement plan industry, in connection with a $25 Million recapitalization and Series A Preferred Unit investment by FTV Capital.

  • Represented Milestone Venture Partners, Osage Venture Partners and Paladin Capital Group in connection with their investments in a $6 million Series B Preferred Stock financing of BA-Insight,Inc., a leading enterprise information access company.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its follow-on investment in the Series B1 Preferred Stock of NetProspex, Inc., developer of a sales and marketing database and metrics tools helping B-to-B decision makers find, reach, and connect with sales prospects and measure results.

  • Represented Knowledge Delivery Systems, Inc., a leading provider of online professional development, certification, and career advancement programs for educators and administrators, in connection with a recapitalization and Series C Preferred Stock financing.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the preferred equity financing of Validic, a mobile health technology company and leader in accessing actionable data from mobile health apps, wearables and in-home medical devices.

  • Represented Krillion Ventures, LLC, in connection with its investment in the convertible bridge debt financing of PlateJoy, Inc., a company that provides personalized menus for customers and delivers fresh and healthy ingredients and recipes for fast home cooking.

  • Represented Milestone Venture Partners, as the lead investor in the Series A Preferred Stock financing of NopSec, Inc., a technology company focused on helping businesses to proactively manage security risks to both applications and infrastructure.

  • Represented Krillion Ventures, LLC, in connection with its investment in the convertible bridge debt financing of Everypost, LLC, the developer of a mobile application allowing users to capture, post and save multimedia content simultaneously to multiple platforms.

  • Represented Citelighter, Inc. in connection with its Series Seed Preferred Stock financing. Citelighter is the developer of an innovative academic research platform allowing students and researchers to save, organize, and automatically cite online or offline information throughout the duration of the writing process. Investors in the round included the New York Angels, Blu Venture Investors, Harvard Business School Angels of New York City, the EdTechFund, and the Baltimore Angels.

  • Represented Krillion Ventures, LLC in connection with its investment in convertible promissory notes of Cohealo Inc., a company that helps hospital systems manage their equipment across multiple locations.

  • Represented Krillion Ventures, LLC in connection with its investment in shares of Series Seed Preferred Stock of Homelight, Inc., a web-based company that uses home sales data and user reviews to help customers make informed decisions about the selection of real estate brokers for buying and selling residential properties.

  • Represented Andela Inc., in connection with its convertible bridge debt financing. Andela is a global talent accelerator that trains and mentors developers in Africa to permit them to work as remote developers for companies around the world.

  • Represented Meddle, Inc., the developer of a content marketing platform that helps organizations and individuals effectively showcase their expertise and improve online visibility, in connection with its Series Seed Preferred Stock financing.

  • Represented Take the Interview, Inc., a provider of interview management solutions, in connection with its Series A-1 Preferred Stock financing.  Investors in the financing included Emerald Stage 2 Ventures and StarVest Partners.

  • Represented Safeguard Delaware, Inc., a subsidiary of Safeguard Scientifics, Inc. (NYSE: SFE), a publicly traded venture capital firm, in connection with its investment in the Series D Preferred Stock of Transactis, Inc., a developer of electronic bill presentment and payment solutions.

  • Represented Daher Capital Ltd., a fund affiliated with entrepreneur and investor Michael Daher, in connection with its investment in Series B Preferred Stock and Common Stock issued by Barkbox, Inc., a supplier of presents and other products for dogs.

  • Represented innRoad, Inc., a leading provider of a platform for management of hotel properties, in connection with its Series C Preferred Stock financing and related rights offering.

  • Represented Krillion Ventures, LLC in connection with its investment in Series A Preferred Units of SeedInvest, LLC, a leading New York equity-based crowdfunding platform for connecting accredited investors to startups and small businesses seeking funding.

  • Represented Eightfold Logic, Inc., the developer of leading content optimization application called InboundWriter, in connection with its Serries BB Preferred stock financing, led by MKN Investments, Ltd. and The Entrepreneurs’ Fund III, L.P.

  • Represented FivePals, LLC the developer of a leading hotel stay management application called ALICE (A Life Improving Customer Experience), in connection with the sale of convertible promissory notes.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series B Preferred Stock financing of EnTouch Controls, Inc. EnTouch Controls is a leading provider of cloud-based energy management systems for restaurants and retail chains.  The financing was led by SJF Ventures and included new investor NRG Energy, Inc. (NYSE:NRG) and the company’s initial investor Trailblazer Capital. T – See more here.  Additional investors in the round included NRG Energy, Inc. (NYSE:NRG) and the company’s initial investor, Trailblazer Capital.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its investment in the Series A Preferred Stock financing of Compliance Science, Inc., a New York City-based provider of web-based regulatory compliance technology and services for the financial services community.

  • Represented Milestone Venture Partners in connection with its investment in the Series A Preferred Stock of Cureatr Inc., a NYC-based developer of a HIPAA secure group messaging system for heath care providers.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series A Preferred Stock of Easy Metrics Inc., the developer of a cloud-based business application that gives companies detailed cost and performance metrics on their employees, customers and processes.

  • Represented SJF Ventures, a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in its investment in Think Through Learning Inc. (TTL), in a Series B round of financing.  TTL’s flagship product is Think Through Math, an award-winning, SAAS (software as a service) math instructional system.  More Infomation.

  • Represented NewSpring Capital, a family of private equity funds providing growth and expansion capital, in connection with its investment in Open Road Integrated Media, a digital publisher and multimedia content company. NewSpring Capital led the $11.0 million Series C equity financing in Open Road, which also included existing investors Kohlberg Ventures, Azure Capital and Golden Seeds.

  • Represented Beauty Booked, Inc., a simple way to search, discover and book appointments with the best salons & spas, in connection with its Series Seed financing. Participants in the round included New York Angels Entrepreneur Catalyst Fund.

  • Represented ff Rose Venture Capital, LP in connection with its investment in the Series AA Preferred Stock financing of CardFlight, Inc., a developer of software and hardware enabling secure credit and debit card payments over mobile devices.

  • Represented GlobalServe, Inc., a leader in international IT life cycle management for multinational corporations, in a restructuring of its outstanding indebtedness to MMV Financial, a Toronto-based specialty finance company whose partners include Wells Fargo & Company and HSBC Bank Canada, and a related investment in subordinated convertible debt securities of GlobalServe, Inc. by existing and outside investors.

  • Represented the venture capital funds, Milestone Venture Partners, Silicon Alley Venture Partners and GlobalNet Partners LP, as selling stockholders in connection with the $88,000,000 initial public offering by Medidata Solutions, Inc. (Nasdaq:MDSO), a leading global provider of hosted clinical development solutions.

  • Represented Advaxis, Inc. (ADXS.OB), a biotechnology company focusing on the development of vaccines for the treatment of cancers, in connection with its private placement of $9.4 million in common stock and warrants.

  • Represented Churchill Ventures Ltd., a company focusing on the acquisition of businesses in the communications, media, and technology industries, in its initial public offering of 12.5 million units for aggregate gross proceeds of $100 million. The offering was underwritten by Bank of America Securities LLC.

  • Represented Advaxis, Inc. (ADXS.OB), a biotechnology company focusing on the development of vaccines for the treatment of cancers, in a share exchange and reorganization with Great Expectations and Associates, Inc. and represented the combined company in a private placement and bridge note conversion.

  • Represented Advaxis, Inc. (ADXS.OB), a biotechnology company focusing on the development of vaccines for the treatment of cancers, in an offering of secured convertible debentures and warrants.

  • Represented Wexford Capital LLC, as lead investor, in connection with a $10 million private placement of units comprised of preferred stock and warrants by Gulfport Energy Corporation, a publicly-traded energy exploration company.

  • Advised D. H. Brown Associates Inc., a financial analytics company, in the structuring and negotiation of the repurchase of its shares from the St. Paul Companies, Inc.

  • Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series A-2 Preferred Stock financing of VolunteerSpot, Inc., a Texas-based provider of online tools to coordinate volunteer projects and maintain volunteer networks.

  • Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series A Preferred Stock financing of Moveline Group, Inc., a Nevada-based provider of move planning and pricing technology and services.

  • Represented ff Venture Capital, a New York-based early stage venture capital fund, in connection with its investment in the Series 3 Preferred Stock financing of LocalResponse, Inc. (previously Buzzd), a New York-based social advertising platform that aggregates public posts and 'check-ins' across multiple platforms to aid local brands and businesses identify and respond to their most valuable customers.

  • Represented Frontier Data Corporation, a provider of data products relating to emerging markets, in connection with its Series A preferred stock offering.

  • Represented innRoad, Inc., a leading provider of a platform for management of hotel properties, in connection with a convertible note financing and a related rights offering.

  • Represented Greats Brand Inc., a Brooklyn-based vertically-integrated men’s footwear brand, in connection with its Series A preferred stock offering. Investors in the round included Resolute Ventures.

  • Represented Citelighter, Inc., a Baltimore-based developer of an innovative academic research and writing platform, in connection with its Series Seed 2 Preferred Stock financing led by The Propel Baltimore Fund LLC.

  • Represented SJF Ventures, , a venture capital fund focusing on investments in the sustainability and technology-enhanced services sectors, in connection with its investment in the Series C Preferred Stock of Civitas Learning, an Austin, TX based SaaS and data analytics company focused on the higher education market. Additional investors in the round included ReThink Education.

  • Represented Apos – Medical and Sports Technologies Ltd., an international developer of non-surgical rehabilitative technology, in connection with its Series B Preferred financing, led by a consortium of US and international healthcare industry investors.

  • Represented 4Scale Ventures in connection with its investment in the convertible bridge debt financing of Cirrus Data Solutions, a data migration and caching company.

  • Represented Krillion Ventures, LLC, in connection with its investment in the Series Seed Preferred financing of Scoot Networks, Inc., a San Francisco-based company that provides smartphone-activated motor scooters, called Scoots, for rental.

  • Represented Metiom, as debtor in possession in bankruptcy in a number of actions against parties that had license disputes with Metiom including VirtualFund, Manugistics, EDS, Lexis Nexis, Common fund, RealPulse.com, CPAtoBIZ, Inc., Motorola, Core-Teck and CBE Services.

  • Represented New Heights Capital LLC, a private equity firm focused on buyouts, recapitalizations and growth equity investments in middle market companies, in connection with its leveraged acquisition through New Heights Capital Partners I LLC, a newly formed investment partnership, of a controlling interest in the “Fitness Edge” chain of 6 fitness clubs located in Southern Connecticut.

  • Represented Reval.com, Inc., a global leader in financial risk management solutions and services, in connection with a $28 million acquisition and expansion financing transaction led by affiliates of Commonwealth Capital Ventures and North Bridge Venture Partners.

  • Represented Viridis Energy Capital Pty. Limited, an Australia-based private equity fund that acquires and operates clean energy assets worldwide, in connection with its acquisition from U.S. Renewables Group and other equity holders of two landfill gas electric generation facilities located in California.

  • Represented the stockholders of North American Airlines, a passenger charter airline, in a sale to World Air Holdings, Inc., a passenger and cargo airline.

  • Represented Wexford Capital LLC, a private equity fund, in its joint venture with Franco Compania Naviera, S.A., a Greek shipping company, formed for the purpose of venture investment in and management of shipping vessels.

  • Represented Power Play Energy in the sale of water desalinization technology and assets to Oases Desalination International, Ltd., an international provider of water desalinization systems.

  • Represented Scrittura, Inc., a provider of document automation technology and straight-through-processing for the non-exchange based trading operations of financial services institutions, in connection with its acquisition by merger with a subsidiary of Interwoven, Inc. (Nasdaq: IWOV), provider of Enterprise Content Management (ECM) solutions, for consideration consisting of approximately $16.3 million in cash at closing and up to $2.0 million in subsequent performance-based cash payments.

  • Represented B&P International Insurance Brokerage LLC, an international marine insurance brokerage firm, in the sale of substantially all its assets to Arthur J. Gallagher & Co. (NYSE:AJG) an international insurance brokerage and risk management services firm.

  • Represented the shareholders of Symphony Data Corporation, a business process outsourcing company, in the sale of the company and its Indian sister company, to STI Knowledge.

  • Represented the stockholders of iSpace Software Technologies in the sale of US, Indian and Mauritius companies providing information technology and claims processing services to Amisys Synertech, Inc., a provider of information technology and claims processing services to the healthcare industry.

  • Represented a UBS (NYSE: UBS) in the sale of its shares in Transcentive, Inc., a leading provider of solutions for equity plan administration and financial reporting, to Computershare Limited, a leading financial services and technology provider for the global securities industry.

  • Represented the principal stockholders of TM Media, Inc. an information technology events and conferences company in connection with the sale of their stock in such company to, and executive employment agreements with Ziff-Davis Media, Inc.

  • Represented Wexford Capital LLC, a private equity fund, in its sale of certain tanker vessels to General Maritime Corporation, a publicly-traded shipping company.

  • Represented Energy Developments Limited, a publicly-owned Australian energy and resources company, in its joint venture with bio-mass gasification systems manufacturer BrightStar SynFuels.

  • Represented VNU Marketing Information, Inc., the world’s largest marketing services organization, in a joint venture between VNU and a subsidiary of Valassis Communications, Inc., resulting in the formation of a direct to consumer marketing services joint venture.

  • Represented Billtrust, a provider of end-to-end paper and electronic billing solutions, in its acquisition of Mark Altman & Associates, Inc., a provider of invoice invoice distribution services.

  • Represented the founders of Media Storm, LLC, an entertainment industry advertising and marketing agency, in connection with a recapitalization effected through the sale of membership interests by Shamrock Capital Growth Fund II, L.P., a private equity fund focusing on media, entertainment and communications businesses, to TZP Group LLC, a New York firm focused on control investments in business and consumer services companies.

  • Represented Global Bay Mobile Technologies Inc., a provider of next-generation mobile retail solutions, in connection with its acquisition by merger by VeriFone Systems, Inc. (NYSE: PAY), a leader in secure electronic payment solutions.

  • Represented Paladyne Systems, Inc., provider of a fully integrated hosted solution for the global investment management industry, in connection with its acquisition by merger with Broadridge Securities Processing Solutions, Inc., a subsidiary of Broadridge Financial Solutions, Inc. (NYSE:BR).

  • Represented ClickEquations, Inc., which provides a search platform for large advertisers and ad agencies, in connection with the sale of its assets to Channel Intelligence, Inc., an industry leading technology and marketing services company.

  • Represented LifeStreet Corporation, operator of a leading online ad network and other online businesses, in the sale of its LocalTwist division to Buy With Me, Inc., operator of a nationwide online group discount buying and deal of the day business.

  • Represented The Info Project, Inc., a New York-based advisory and research firm, in connection with the sale of its assets to The 451 Group, a leading technology-industry analyst company.

  • Represented Verge Solutions, LLC, a provider of software and software solutions for healthcare organizations, in connection with the acquisition, by way of merger, of Peminic Inc.

  • Represented the management of Franklin Electronic Publishers, Incorporated, a publicly traded developer and distributor of electronic information on hand held devices, in connection with their acquisition of the company in a going private transaction.

  • Represented Majestic Research Corp., an independent provider of data-driven equity research for the institutional investment community, in connection with its acquisition by Investment Technology Group, Inc. (NYSE: ITG), a leading agency broker and financial technology firm.

  • Represented Connectiva Systems Inc., a leading provider of revenue management solutions, in connection with the acquisition of Olista Ltd., a company which develops, markets, and sells software solutions for cellular telephone operators.

  • Represented MediaMath, Inc., a cross-exchange advertising management services and technology company, in connection with the acquisition of the assets of Adroit Interactive LLC, developer of a platform to modify, deploy, test, and optimize online advertising in real time.

  • Represented Tripology, Inc., a travel industry lead generation company, a shareholder of which included Ascend Ventures, in connection with the sale of its assets to Rand McNally, a portfolio company of Patriarch Partners LLC.

  • Represented WebAMG Holdings Limited, a global product development and online advertising company based in California, in connection with its acquisition of the online ad network business of SocialCash, Inc., a social media ad network owner.

  • Represented GiantRealm, Inc.,a gaming community ad network, the shareholders of which included Edison Venture Fund, Comcast Interactive Capital, and SoftbankCapital, in connection with the sale of its assets to Burst Media Corporation (London Stock Exchange: BRST).

  • Represented Majestic Research Corp., an independent provider of data-driven equity research for the institutional investment community, in connection with its purchase of the assets of Rood Research, Inc., a provider of market research on the pharmaceutical and biotechnology industries.

  • Represented UBSFinancial Services Inc. (NYSE: UBS) in connection with sale of 56 branches of its Wealth Management Americas Group to Stifel, Nicolaus & Company, Incorporated (NYSE:SF).

  • Represented BlinkTwice, Inc.,a leading firm in the development, manufacturing and marketing of alternative and augmentative communications products, in the acquisition of its business by DynaVox Systems LLC, a developer and provider of such products.

  • Represented the shareholders of Media Storm, LLC,an entertainment industry advertising and marketing agency, in connection with a recapitalization effected through the sale of membership interests to Shamrock Capital Growth Fund II, L.P., a private equity fund focusing on media, entertainment and communications businesses, with financing provided by NewStarFinancial, Inc., a Boston-based commercial finance company, and City National Bank.

  • Represented PrimaryGroup Inc.,a company that acquires and manages US-based insurance services businesses, in connection with the acquisition of Underwriters &Brokers, Inc., a Michigan based provider of insurance services.

  • Represented JohnShawn Productions, Inc.,a company engaged in operating souvenir photography services at tourist and retail destinations, in connection with the sale of certain of its photography operations to Freeze Frame, LLC.

  • Represented PrimaryGroup Inc.,a company that acquires and manages US-based insurance services businesses, in connection with the sale of its membership interest in Site Inspection, LLC, a provider of loss control inspection services, to York Insurance Services Group, Inc., a national provider of insurance services.

  • Represented the members of Kinesis, LLC,a provider of consulting services with respect to online and offline marketing strategies, in connection with the sale of the outstanding membership interests of Kinesis, LLC to FTI Consulting, Inc.

  • Represented FMS Investment Corp. and FMS Services, LLC, a Chicago-based Private Collection Agency contractor to the US Department of Education Federal Student Aid, in their acquisition of Platinum Recovery Services LLC, a California-based debt collection service provider.

  • Represented Prime Visibility, LLC,a leading search engine marketing firm, in its acquisition by Prime Visibility Media Group, which is headed by Steve Rosenberg, former president of Universal Domestic Television.

  • Represented the members of SECCAS LLC,a provider of network based managed compliance services for electronic messaging, in connection with an acquisition of the SECCAS business by Perimeter Internetworking Corp., a network security solutions provider backed by Goldman Sachs and Bessemer Venture Partners.

  • Represented Kenneth Cole Productions, Inc., an international fashion brand, in connection with its acquisition of the Le Tigre sportswear brand and related intellectual property and inventory.

  • Represented ServiceChannel.com, Inc., developer of a leading facilities services management platform, in connection with an investment by Bayard Capital Partners, a private equity fund.

  • Represented AdKarma, LLC, a provider of solutions for publishers’ ad network and display, pre-roll and mobile inventory, in its sale to blinkx (US) Holding, Inc.

  • Represented Fitness Edge LLC, operator of the Connecticut based “The Edge Fitness Clubs” chain of fitness clubs, in connection with its sale to Norwest Equity Partners.

  • Represented Billtrust, a provider of end-to-end paper and electronic billing solutions, in its acquisition of Open Scan Technologies, Inc., a provider of automation solutions and services for processing enterprise receivables and payables.

  • Represented M3 USA Corporation, a provider of targeted interactive marketing, education, content and research solutions to the life science industry, in connection with the acquisition of the assets of PracticeMatch Services, LLC, a St. Louis-based provider of proprietary practicing physician databases, technology, recruiting tools and services for healthcare providers.

  • Represented Altruik, Inc., a provider of search engine optimization and related support services, in connection with the sale of all its assets to SDX Acquisition LLC, which, together with its subsidiary, SearchDex Inc., is a fully integrated software development firm.

  • Represented Health Guru Media, Inc., the operator of the number one online health video resource site for consumers, in connection with its acquisition by Kitara Media Corp. (OTCBB: KITM), a leading digital media and technology company providing video solutions to advertisers, digital marketers and publishers.

  • Represented Arc90, Inc., a product design and development company, in connection with its acquisition by SFX Entertainment, Inc., the world’s largest producer of live events and entertainment content focused exclusively on electronic music culture.

  • Represented Primary Group (UK) Limited in connection with the sale of its US managing general agent insurance business to Hyperion Insurance Group, an international insurance intermediary services group.

  • Represented Edison Venture Fund, a Mid-Atlantic private equity fund specializing in venture capital, management buyout, corporate spinout and recapitalization financings, in connection with its acquisition (together with ORIX and Kennet Funds) of KEMP Technologies, Inc., a New York-based leader in the creation of server load balancing products.

  • Represented PGI Commercial LLC, a multi-state provider of insurance services, in connection with its purchase of the assets of American Altair Group, Inc., a New York-based managing general agent specializing in commercial and income property insurance.

  • Represented Billtrust, a provider of end-to-end paper and electronic billing solutions, in its acquisition of Invoice Connection, a provider of invoice distribution services.

  • Represented yet2Ventures Fund III GP, LLC as the General Partner in connection with the formation of yet2Ventures Fund III, L.P., a venture capital fund formed for the purpose of making secondary investments in privately held companies.

  • Represented fund principals in the formation and funding of Krillion Ventures, a seed stage investment vehicle focused on investing in emerging technology companies in Miami and New York City.

  • Represented fund principals in formation and funding of Milestone Venture Partners IV L.P., a venture capital fund focused on technology-enhanced service businesses on the East Coast.

  • Represented Fairbridge Secondary Venture Partners, in connection with the formation of a secondary venture capital fund.

  • Represented fund principals in formation and funding of Glenavy Arbitration Investment Fund LP, a private investment fund focused on financing the cost of international arbitrations in exchange for participation in any recovery.

  • Represented fund principals in formation and funding of Milestone Venture Partners III L.P., a venture capital fund focused on technology-enhanced service businesses on the East Coast.

  • Represented the fund principals in the formation of several Mauritius-based investment funds, collectively known as the Avatar India Funds, formed primarily to invest in companies located in India and related securities. The funds include a hedge fund, a venture capital fund and a mutual fund.

  • Represented New York Life Insurance Company in a $60 million investment in Golden Gate Capital Investment Fund II, L.P.

  • Represented Commerce Health Ventures, L.P., a $85 million bio-health venture fund in its fund formation. Its primary limited partners are Barr Laboratories and Commerce Bank.

  • Represented New York Life Capital in a $40 million investment in Odyssey Investment Partners Fund III, LP.

  • Represented New York Life Capital in a $15 million investment in LLR Equity Partners, II, a $300 million buy out fund.

  • Represented Silicon Alley Seed Investors, L..P., a $30 million venture fund, focusing on seed investments in hard technology companies located in the northeastern corridor. The limited partners of SAS are Rho, Seven Rosen and Canaan.

  • Represented Silicon Alley Seed Investors, L.P. in an additional $10 million investment by two of its limited partners, Rho and Seven Rosen.

  • Represented SR Labs, LLC, a provider of electronic trading solutions software, in connection with licensing its software to international brokerage firms.

  • Represented Peminic, Inc., a software development company, in negotiating software license agreements with multiple hospital groups for Peminic’s data collection and analysis patient safety software.

  • Represented Global Research Technologies, LLC, a company engaged in the research and development of technology for the capture of carbon dioxide directly from the air and other dilute sources, in the negotiation of a worldwide collaboration and licensing relationship with Columbia University.

  • Represented Kenneth Cole Productions, Inc., an international fashion brand, in connection with its acquisition of certain intellectual property and other assets of a New York-based shoe designer and manufacturer.

  • Represented RL Capital Management, LLC in connection with the formation of Rittenhouse Ventures II, L.P., a fund that pursues investments in early-stage technology companies located primarily in Pennsylvania and the Mid-Atlantic region, with a particular sector emphasis on healthcare and pharmaceutical technology companies.

  • Represented BTA Investment Advisors, LLC in connection with the formation of two master-feeder hedge fund structures designed to give U.S. investors an opportunity to participate in sub-advised European investment strategies.

  • Represented Blue Cloud Management, LLC in connection with the formation of Blue Cloud Ventures II LP, a growth and late stage fund focused on co-investing alongside leading venture and private equity firms in cloud-based enterprise software and enterprise mobile application companies.

  • Represented fund principals in formation and funding of Angel Round Capital Fund, a member-led investment fund focused on investing in early stage companies with growth potential in the North East and Mid-Atlantic corridor.

  • Represented fund principals in formation and funding of Angel Round Capital Fund II, a member-led investment fund focused on investing in early stage companies with growth potential in the North East and Mid-Atlantic corridor.

  • Represented UBS (NYSE: UBS) in connection with its provision of a revolving credit facility to vFinance, Inc., a financial services company engaged in retail brokerage, investment banking, and investment management services.

  • Represented The Bank of New York in the amendment of an outstanding trust indenture for bonds issued by U.S. Home Corporation to comply with the Trust Indenture Act of 1939.

  • Represented Kenneth Cole Productions, Inc., an international fashion brand, in connection with its $100 million project finance credit facility from a syndicate of lenders led by JPMorgan Chase Bank, National Association.

  • Represented BFS Companies, Inc., a leading specialty finance company serving small and medium-size businesses, in connection with a $82 million secured asset-based revolving credit agreement with a syndicate of banks led by Wells Fargo Capital Finance.

  • Represented TekServe Corporation, a leading technology retailer and IT services provider, in connection with a revolving credit facility from KeyBank National Association.

  • Represented Yieldbot Inc., a developer of real-time analytic technology solutions aimed at increasing revenue generation for online publishers and advertisers, in connection with a revolving credit facility from City National Bank, a West Coast-based lender and provider of financial services to early stage companies.

  • Represented Fitness Edge LLC, an operator of a chain of fitness clubs in Southern Connecticut, in connection with its negotiation of a secured credit facility with M&T Bank.

  • Represented Kenneth Cole Productions, Inc., an international fashion brand, in connection with a $50,000,000 secured asset-based revolving credit agreement with a syndicate of banks led by Wells Fargo Bank, National Association.

  • Represented The Info Project, Inc., a New York-based supplier of market intelligence for the IT industry, in connection with a revolving credit facility from Square 1 Bank.

  • Represented Connectiva Systems, Inc., a leading provider of revenue management solutions to communications service providers, in connection with a revolving credit facility from Silicon Valley Bank.

  • Represented Pontiflex, Inc., which operates a signup ads platform for advertisers that want to connect with people on mobile apps and websites, in connection with a Loan and Security Agreement with Square 1 Bank.

  • Represented FMS Services LLC and FMS Investment Corp., a Chicago-based Private Collection Agency contractor to the US Department of Education Federal Student Aid, in connection with their negotiation of a secured line of credit.

  • Represented Kenneth Cole Productions, Inc., an international fashion brand, in connection with a $60,000,000 secured asset-based revolving credit agreement with a syndicate of banks led by JP Morgan Chase Bank, N.A.

  • Represented MediaMath LLC, a cross-exchange advertising management services and technology company, in connection with a revolving credit facility from Silicon Valley Bank.

  • Represented Giant Realm, Inc. (f/k/a Games Media Properties, Inc.), a rapidly-growing online media company, in connection with a term loan and a line of credit facility from Silicon Valley Bank.

  • Represented UBS (NYSE: UBS) in connection with its provision of a revolving credit facility to HPC Ventures, LLC, a retail brokerage and investment management services company.

  • Represented Kenneth Cole Productions, Inc. an international fashion brand, in connection with a secured debt facility from Bank of America, N.A.

  • Represented Stockback Holdings, Inc. in connection with a secured term loan and revolving credit facility from Imperial Bank (now Comerica).

  • Represented Poindexter Systems, Inc., a provider of online advertising optimization technology, in connection with a term loan and line of credit facility with Silicon Valley Bank.

  • Represented JP Morgan Chase Bank, as lead lender and administrative agent, in the senior secured term and revolving debt financing of Jacques Moret, Inc., one of the largest manufacturers of activewear, bodywear and intimates apparel in the United States.