Search Professionals

Alphabetically by last name:
A | B | C | D | E | F | G | H | I | J | K
L | M | N | O | P | Q | R | S | T | U
V | W | X | Y | Z

Search by First or Last Name

Search by Location:

Search by Practice Area:

View All >

Card Peter W. Rothberg

New York
Phone: 212-209-3036
Fax: 212-371-5500

Download Vcard


Georgetown University Law Center (J.D., 1977), where he was an Editor and a contributor to Law and Policy in International Business, the International Law Journal of the Georgetown University Law Center.

Bowdoin College (A.B., 1974), summa cum laude, where he was a James Bowdoin Scholar.


Peter handles a wide variety of corporate matters, including private equity, venture capital, mergers & acquisitions, capital markets, joint venture and technology commercialization transactions. Peter has represented several merchant banks, buy out and venture funds, as well as their portfolio companies, in these matters, including Dillon Read, D.H. Blair, NeoNet A.B., National Securities Corporation, Enhanced Capital, Adirondack Ventures, Advantage Capital, Stonehenge Capital, HighPeaks Ventures, Edison Ventures, Rho Ventures, Osage Partners, SJF Ventures, Tribeca Venture Partners, First Round Capital, Borealis Ventures and Village Ventures.

During his legal career, Peter has also worked at the Securities and Exchange Commission and the Commodity Futures Trading Commission, both in Washington, D.C., and at several of the largest law firms in the United States. He joined the firm in 2011.

Peter is a frequent speaker and panelist on issues related to the venture capital markets and is a frequent guest lecturer on venture capital finance and business organization issues at New York University Stern School of Business and the New York University ITP Program.

Professional & Community Involvement

• Lawyer in Residence for the New York University Stern School of Business, Berkley Center for Entrepreneurship and Innovation. Named its Mentor of the Year in 2008.

• Legal counsel to Ultra Light Startups, which operates a monthly series of meetings for the national community of emerging growth companies

• Member of the Board of Trustees of the New Rochelle Public Library, including two years as its President

• Member of the Charter Revision Commission of the City of New Rochelle

• Member of the Board of Trustees of the Soundview Preparatory School

• Peter Rothberg was named Chairman of the New York State Bar Association Business Law Section’s Technology and Venture Law Committee. His term commences in June 2015.


New York


• Author of the Ultra Light Startups website “Legal Q&A” column

Key Transactions

Evisors, LLC

Represented Evisors LLC, a portal for connecting consumers with professional advisory services, in connection with an offering of convertible bridge debt in three tranches.

Makeover Solutions, Inc.

Represented Makeover Solutions, Inc., which operates Daily Makeover, a website focused on female make-over and personal care, in connection with the sale of Series A-2 Preferred Stock to existing venture fund investors, including Village Ventures, Rho Canada and Borealis Ventures.

SJF Ventures

Represented SJF Ventures, a North Carolina-based venture capital fund, in connection with the sale of its portfolio company CleanScapes, Inc., which provides innovative streetscape maintenance, recycling and solid waste services.

Osage Venture Partners

Represented Osage Venture Partners in connection with a common stock offering by Instamed Holdings, Inc., which operates the leading Healthcare Payments Network connecting payers, providers and patients with real-time healthcare and payment transactions.

Tenrehte Technologies, Inc.

Represented Tenrehte Technologies, Inc., which manufactures and distributes Wi-Fi-enabled technology with the ability to collect and send data over a home network, in connection with its offering of common stock to, a green-tech incubator based in San Francisco.


Represented TiqIQ, which operates a Kayak-like ecommerce service for the Event ticket industry, in connection with its Series A Preferred financing, led by Contour Ventures and iNovia Capital.

Tribeca Venture Partners

Represented Tribeca Ventures in connection with its investment in the Series A-2 Preferred Stock of Ignighter, Inc., which operates the StepOut group dating service.

Tribeca Venture Partners

Represented Tribeca Venture Partners, New Atlantic Venture Fund (NAV) and First Round Capital in connection with the sale of Series B Preferred Stock by Truveris, Inc., which provides a fully automated platform to manage bidding, contracting, and invoice reviews in real-time.

Olapic, Inc.

Represented Olapic, Inc., which provides social photo crowdsourcing tools and services to brands and publishers, in connection with its Series A Preferred financing, led by Great Oaks Venture Capital LLC.

Edison Venture Fund

Represented Edison Venture Fund in connection with the purchase of Kemp Technologies Inc., a leading international manufacturer and distributor of load balancing software and hardware.

Armory Square Ventures

Represented fund principals in the formation and funding of Armory Square Ventures, an early stage venture fund focused on software, mobile and tech-enabled services companies across New York State.

Andela Inc.

Represented Andela Inc., in connection with its convertible bridge debt financing. Andela is a global talent accelerator that trains and mentors developers in Africa to permit them to work as remote developers for companies around the world.

Frontier Data Corporation

Represented Frontier Data Corporation, a provider of data products relating to emerging markets, in connection with its Series A preferred stock offering.

innRoad, Inc.

Represented innRoad, Inc., a leading provider of a platform for management of hotel properties, in connection with a convertible note financing and a related rights offering.

Ash Improvement Technology, Inc.

Represented Ash Improvement Technology, Inc., a leading developer of solutions to convert waste ash into construction products, in connection with its Series C Preferred Stock financing and a related rights offering.

Greats Brand Inc.

Represented Greats Brand Inc., a Brooklyn-based vertically-integrated men's footwear brand, in connection with its Series A preferred stock offering. Investors in the round included Resolute Ventures.